Jay Gorman

CITIZENS JMP SECURITIES

Atlanta, GA 30326

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CRD#: 2926397

Professional summary

Jay Gorman, who also goes by Jay Glenn Gorman, is a registered financial professional currently at CITIZENS JMP SECURITIES, LLC located in Atlanta, Georgia.

Jay is registered as a RR (Registered Representative) and started their career in finance in 1997. Jay has worked at 6 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Aliases

Jay Glenn Gorman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jay Gorman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2026 - Present

CITIZENS JMP SECURITIES, LLC

Office #1: 3550 Lenox Rd Ne, Atlanta, GA 30326

CRD#: 22208

Atlanta, GA

Past

August 24, 2016 - March 25, 2026

REGIONS SECURITIES LLC

CRD#: 159475

NASHVILLE, TN

Past

May 2, 2012 - February 19, 2016

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

NASHVILLE, TN

Past

March 21, 2012 - May 2, 2012

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

NASHVILLE, TN

Past

December 9, 2008 - April 28, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

CINCINNATI, OH

Past

September 24, 1997 - June 25, 1998

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(7/2/2026)

Exams

State Security Law Exam

Series 63

Date: 12/28/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 3/20/2012

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 12/8/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CITIZENS JMP SECURITIES, LLC

CRD#: 22208 / SEC#: , 8-39613

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

101 California Street Ste 1700, San Francisco, CA 94111

Mailing Address

101 California Street Ste 1700, San Francisco, CA 94111

Phone number

(415) 835-8900

Established

Delaware since 01/01/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JMP HOLDING LLC	PARENT COMPANY
CONROY, WALTER IVOR	GENERAL COUNSEL	6641487
GREGORY, JOHN	PRESIDENT	4600619
JACKSON, RAYMOND SIVA	CHIEF FINANCIAL OFFICER	5563363
MCLAUGHLIN, BRENDAN	CHIEF COMPLIANCE OFFICER	2562815
O'DAY, JAMES CORTLAND	HEAD OF EQUITIES	5618215
PITARRESI, JOHN CHARLES	SENIOR REGISTERED OPTIONS PRINCIPAL (SROP)	2064758
SLADER, GAVIN WILLEY	HEAD OF INVESTMENT BANKING	4130019
SPURR, JEFFREY HOLMES	HEAD OF RESEARCH	1384716
SUCHY, GREGORY JOHN	CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER	5907019
WHITEHEAD, AIDAN PETER	HEAD OF TRADING & SALES TRADING	2474257
XIAO, ZHUO VIVIAN XUAN	FINOP	5121578

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jay Gorman

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jay Gorman's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGIONS SECURITIES LLC

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

NATCITY INVESTMENTS, INC.

J.J.B. HILLIARD, W.L. LYONS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/28/2012

SIE

Date: 10/1/2018

Series 79

Date: 3/20/2012

Series 7

Date: 12/8/2008

FINRA

Current Firm

CITIZENS JMP SECURITIES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CITIZENS JMP SECURITIES, LLC

TRUST BUT VERIFY

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