Michael Mclellan
Professional summary
Michael Mclellan, who also goes by Michael Scott Mclellan, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Frisco, Texas and EMPOWER FINANCIAL SERVICES, INC. located in Katy, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Mclellan's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2019 - Present
EMPOWER ADVISORY GROUP, LLC
November 27, 2019 - Present
EMPOWER FINANCIAL SERVICES, INC.
August 13, 2019 - October 29, 2019
FISHER INVESTMENTS
January 8, 2018 - August 27, 2019
USAA INVESTMENT SERVICES COMPANY
November 7, 2017 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
October 10, 2017 - August 27, 2019
USAA FINANCIAL ADVISORS, INC.
February 8, 2017 - September 18, 2017
PFS INVESTMENTS INC.
January 21, 2016 - January 20, 2017
GLP INVESTMENT SERVICES, LLC
December 3, 2014 - February 4, 2015
STRATEGIC ADVISERS LLC
October 18, 2014 - February 3, 2015
FIDELITY BROKERAGE SERVICES LLC
September 13, 2000 - August 31, 2001
MORGAN KEEGAN & COMPANY, LLC
September 23, 1997 - June 20, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2019)
(11/27/2019)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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