Roger L. Schreffler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Leland Schreffler was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1997. Roger had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2002 - May 2, 2009
AMERICAN GENERAL FINANCIAL ADVISORS, INC.
May 1, 2001 - August 29, 2024
VALIC FINANCIAL ADVISORS, INC.
May 19, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
May 19, 2000 - August 29, 2024
VALIC FINANCIAL ADVISORS, INC.
September 30, 1997 - April 25, 2000
CAL FED INVESTMENTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
