Mark J. Donnelly

THE ESTATE PLANNING TEAM

MIDDLEBURG HEIGHTS, OH 44130

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CRD#: 2926204

Professional summary

Mark James Donnelly is a registered financial advisor currently at THE ESTATE PLANNING TEAM, INC. located in Middleburg Heights, Ohio.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Mark has worked at 7 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INDEPENDENT INSURANCE AGENT - LIFE, HEALTH, LONG TERM CARE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark James Donnelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2014 - Present

THE ESTATE PLANNING TEAM, INC.

Office #1: 16600 Sprague Road Suite 285, Middleburg Heights, OH 44130

RIA

CRD#: 170414

MIDDLEBURG HEIGHTS, OH

Past

May 3, 2011 - June 12, 2014

ELIOS FINANCIAL GROUP, INC.

RIA

CRD#: 119873

WESTLAKE, OH

Past

December 19, 2005 - December 21, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

WESTLAKE, OH

Past

December 14, 2005 - June 16, 2014

LPL FINANCIAL LLC

CRD#: 6413

WESTLAKE, OH

Past

January 1, 2004 - December 2, 2005

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

August 10, 2001 - January 1, 2004

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

February 2, 1998 - January 27, 2000

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Past

October 14, 1997 - January 22, 1998

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/16/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 10/13/1997

General Securities Representative Examination

Current Firm

THE ESTATE PLANNING TEAM, INC.

CRD#: 170414 / SEC#:

Ohio

Registered Investment Advisory firm - (6/16/2014 Approved)

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Contact information

Main Address

16600 Sprague Road Suite 285, Middleburg Heights, OH 44130

Mailing Address

Phone number

(440) 239-2090

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark J. Donnelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark James Donnelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE ESTATE PLANNING TEAM, INC.

ELIOS FINANCIAL GROUP, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA ADVISORS LLC

VESTAX SECURITIES CORPORATION

SUNSET FINANCIAL SERVICES, INC.

CINCINNATI ANALYSTS, INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 10/13/1997

Current Firm

THE ESTATE PLANNING TEAM, INC.

Contact information

Documents

Red Flags

Company Information

THE ESTATE PLANNING TEAM, INC.

TRUST BUT VERIFY

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