Golan J. Lewkowicz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Golan Jason Lewkowicz was a registered financial advisor .
Golan is a previously registered financial advisor and started their career in finance in 1997. Golan had worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2010 - October 9, 2013
SOURCE CAPITAL GROUP, INC.
September 14, 2009 - October 9, 2013
SOURCE CAPITAL GROUP, INC.
April 2, 2008 - December 9, 2008
CHICAGO INVESTMENT GROUP, LLC
November 13, 2003 - December 9, 2008
CHICAGO INVESTMENT GROUP, LLC
March 28, 2003 - November 10, 2003
VISION BROKERAGE SERVICES, LLC
October 23, 2002 - February 21, 2003
WORLDCO, L.L.C.
September 29, 1997 - October 21, 2002
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/30/2002
Limited Representative-Equity Trader ExamCurrent Firm
SOURCE CAPITAL GROUP, INC.
CRD#: 36719 / SEC#: 801-88199, 8-47372
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARRIS, DAVID WEBSTER | PRESIDENT / CHIEF COMPLIANCE OFFICER - INTERIM | 237802 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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