Amy S. Seagroatt
Professional summary
Amy Sue Seagroatt, who also goes by Amy Sue Robinson, is a registered financial advisor currently at SHADE TREE ADVISORS LLC located in Saratoga Springs, New York.
Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Amy has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Amy Sue Seagroatt's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2019 - Present
SHADE TREE ADVISORS LLC
Office #1: 19 Railroad Place Suite 301, Saratoga Springs, NY 12866November 28, 2001 - November 7, 2017
MERCER ALLIED COMPANY, L.P.
September 27, 1999 - October 23, 2001
WILLIAM BLAIR
September 30, 1997 - October 6, 1999
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
SHADE TREE ADVISORS LLC
CRD#: 289905 / SEC#: 801-111885
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/19/2021)
Exams
Current Firm
SHADE TREE ADVISORS LLC
CRD#: 289905 / SEC#: 801-111885
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124 |
| AUM (Assets Under Management) | $ 1,025,542,386 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 01/02/2024 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SHADE TREE ADVISORS LLC
CRD#: 289905Saratoga Springs, NY 12866TRUST BUT VERIFY
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