John R. Heise

ATLAS FIDUCIARY SERVICES

Concord, NH 03301

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CRD#: 2925942

Professional summary

John Richard Heise, AIF®, CFP® is a registered financial advisor currently at ATLAS FIDUCIARY SERVICES, INC. located in Concord, New Hampshire.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. John has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-ATLAS FINANCIAL GROUP LLC, 123 N. STATE ST, NH, 6/1997 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 40 HR/MO - 5/TRADING. 2-N/A, 123 N. State St., Concord NH 03301, 09/01/1998, Owner, Real Estate, NIR, 5 HR/MO - 0 HR/MO TRADING 3-ATLAS FINANCIAL GROUP, LLC, 123 N. State St., Concord NH 03301, 01/01/2001, Owner, Owner/Partner of a Business Entity, NIR, 2 HR/MO - 0 HR/MO TRADING 4-LAKES REGION ACQUISITIONS LLC, 16 RACE PT, LACONIA, NH, 11/2015 AS OWNING MEMBER. COMPANY OWNS RENTAL COMMERCIAL REAL ESTATE. NIR - 10 HR/MO - 0/TRADING. 5-ATLAS PENSION ADMINISTRATORS, INC., 123 N. STATE ST, UNIT1, CONCORD, NH, 03301, PRESIDENT, THIRD PARTY ADMINISTRATION, 401K COMPLIANCE AND TESTING, 80HRS/MO, 03/2022 6-ATLAS FIDUCIARY SERVICES, INC., 123 N.State St., Unit 1, Concord NH 03301, 06/2022, RIA, PRESIDENT, INV REL, 160/WK - 160/TRADING 7-ATLAS PENSION ADMINISTRATORS, INC., 123 N.State Street, Unit 1, Concord NH 03301, 07/01/2022, President, TPA/Pension Services, NIR, 40 HR/MO - 40 HR/MO TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Heise's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

June 14, 2022 - Present

ATLAS FIDUCIARY SERVICES, INC.

Office #1: 123 N. State Street Unit 1, Concord, NH 03301

RIA

CRD#: 321271

Concord, NH

Past

December 1, 2015 - December 31, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Concord, NH

Past

December 1, 2015 - May 14, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Concord, NH

Past

August 4, 2006 - December 10, 2015

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

MANCHESTER, NH

Past

August 4, 2006 - December 10, 2015

MML INVESTORS SERVICES, LLC

CRD#: 10409

MANCHESTER, NH

Past

April 22, 2004 - August 14, 2006

NEW ENGLAND SECURITIES

RIA

CRD#: 615

GILFORD, NH

Past

March 25, 2003 - August 14, 2006

NEW ENGLAND SECURITIES

CRD#: 615

GILFORD, NH

Past

January 14, 1998 - March 18, 2003

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLAS FIDUCIARY SERVICES, INC.

ATLAS FIDUCIARY SERVICES, INC. | BCA FINANCIAL GROUP

CRD#: 321271 / SEC#: 801-125792

RIA

Registered Investment Advisory firm - (6/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(6/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/13/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/11/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/13/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/27/2005

General Securities Principal Examination

Current Firm

ATLAS FIDUCIARY SERVICES, INC.

ATLAS FIDUCIARY SERVICES, INC. | BCA FINANCIAL GROUP

CRD#: 321271 / SEC#: 801-125792

RIA

Registered Investment Advisory firm - (6/3/2022 Approved)

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Contact information

Main Address

123 N. State Street Unit 1, Concord, NH 03301

Mailing Address

Phone number

(603) 581-7125

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFS DISCLOSURE BROCHURE (7/18/2025)

Regulatory assets under management

Total Number of Accounts	129
AUM (Assets Under Management)	$ 257,745,978

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John R. Heise

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Heise's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

ATLAS FIDUCIARY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/13/1998

SIE

Date: 10/1/2018

Series 7

Date: 3/11/2003

Series 6

Date: 1/13/1998

Series 24

Date: 9/27/2005

Current Firm

ATLAS FIDUCIARY SERVICES, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATLAS FIDUCIARY SERVICES, INC.

TRUST BUT VERIFY

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