Samuel Youn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Youn was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1997. Samuel had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2014 - November 15, 2022
ALTO WEALTH MANAGEMENT
May 10, 2005 - April 3, 2007
WAMU INVESTMENTS, INC.
May 10, 2005 - April 3, 2007
WAMU INVESTMENTS, INC.
October 1, 2001 - April 11, 2005
CITIGROUP GLOBAL MARKETS INC.
August 31, 2001 - April 11, 2005
CITIGROUP GLOBAL MARKETS INC.
August 27, 1997 - September 6, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ALTO WEALTH MANAGEMENT
CRD#: 168719 / SEC#:
Contact information
Red Flags
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