Joe D. Treece

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CRD#: 2925735

Professional summary

Joe Don Treece was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Joe is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Joe had worked at 7 firms, which includes ARVEST WEALTH MANAGEMENT, RAYMOND JAMES & ASSOCIATES INC., MORGAN STANLEY, MORGAN STANLEY & CO. LLC, WELLS FARGO CLEARING SERVICES LLC, A. G. EDWARDS & SONS INC., PRUCO SECURITIES LLC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 9, 2015 - December 18, 2015

ARVEST WEALTH MANAGEMENT

RIA

CRD#: 42057

BENTONVILLE, AR

Past

June 17, 2013 - December 18, 2015

ARVEST WEALTH MANAGEMENT

CRD#: 42057

BENTONVILLE, AR

Past

August 19, 2011 - June 19, 2013

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ROGERS, AR

Past

June 1, 2009 - September 14, 2011

MORGAN STANLEY

CRD#: 149777

FAYETTEVILLE, AR

Past

May 16, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

FAYETTEVILLE, AR

Past

January 1, 2008 - May 21, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

GROVE, OK

Past

February 20, 2001 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

GROVE, OK

Past

September 24, 1997 - February 5, 2001

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARVEST WEALTH MANAGEMENT

ARVEST ASSET MANAGEMENT | ARVEST WEALTH MANAGEMENT | ARVEST INVESTMENTS, INC.

CRD#: 42057 / SEC#: 801-63738, 8-49677

RIA

Registered Investment Advisory firm - SEC (1/3/2005 Approved)

Arkansas

Registered Investment Advisory firm - SEC (1/4/2005 Terminated)

Oklahoma

Registered Investment Advisory firm - SEC (1/7/2005 Terminated)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/9/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/18/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/16/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/23/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ARVEST WEALTH MANAGEMENT

ARVEST ASSET MANAGEMENT | ARVEST WEALTH MANAGEMENT | ARVEST INVESTMENTS, INC.

CRD#: 42057 / SEC#: 801-63738, 8-49677

RIA

Registered Investment Advisory firm - SEC (1/3/2005 Approved)

Arkansas

Registered Investment Advisory firm - SEC (1/4/2005 Terminated)

Oklahoma

Registered Investment Advisory firm - SEC (1/7/2005 Terminated)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

913 W Monroe Avenue, Lowell, AR 72745

Mailing Address

Po Box 1515, Lowell, AR 72745

Phone number

(888) 916-2121

Established

Arkansas since 07/11/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

232

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM BROCHURE OF ARVEST WEALTH MANAGEMENT (9/17/2025)

PART 2A (5/27/2025)

Direct owners and executive officers

Name	Position	CRD#
ARVEST BANK	OWNER
BREWER, GRETCHEN DAPHYNE	FINANCIAL AND OPERATIONAL PRINCIPAL AND PRINCIPAL FINANCIAL OFFICER	5089523
CAIN, KENDRA BRADFORD	CHIEF COMPLIANCE OFFICER	4580246
CAIN, KENDRA BRADFORD	DIRECTOR	4580246
COTTRELL, ASA ANDERSON	CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR	2151839
CRAIN, BRADLEY JEAN	DIRECTOR	5203394
DERRYBERRY, DEE GARRISON	DIRECTOR	4013705
DERRYBERRY, DEE GARRISON	COO	4013705
HAYS, KIRK JODELL	DIRECTOR	8156910
JAMES, CARA CLUGSTON	DIRECTOR	7249296
LIPSCOMB, TABITHA HUBBS	DIRECTOR	4347525
MACHEN, JAMES MATTHEW	DIRECTOR	4882241
MORBECK, AMY MARIE	DIRECTOR	7972656
PAYNE, KARLA	DIRECTOR	4725253
PERRON, JOHN ARLEIGH	ARVEST1 MANAGER / MANAGER OF CLIENT SERVICES, MUNICIPAL PRINCIPAL	3159317
PERRON, JOHN ARLEIGH	PRIVATE SECURITIES OFFERINGS PRINCIPAL	3159317
PERRON, JOHN ARLEIGH	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP)	3159317
PERRON, JOHN ARLEIGH	PRINCIPAL OPERATIONS OFFICER	3159317
ROGERS, DONNY RAY JR	PRESIDENT INVESTMENT SERVICES, SECRETARY OF BOARD, DIRECTOR	2602108
ROOKER, BARRY CHRISTOPHER	SENIOR DIRECTOR OF SALES/DIRECTOR	3262999
SABIN, KENNETH KEVIN	DIRECTOR	5947088
SHEPARD, RODNEY LEMAN	DIRECTOR	7884866
SMITH, BRIAN ANDREW	DIRECTOR, EXECUTIVE VICE PRESIDENT, SENIOR DIRECTOR OF SALES, DIRECTOR OF RETIREMENT PLAN CONSULTING	2888485

Regulatory assets under management

Total Number of Accounts	7,800
AUM (Assets Under Management)	$ 2,824,855,462

Disclosures

Regulatory Event	3
Arbitration	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/20/2025	Cover Page	Report
01/13/2025	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joe D. Treece

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ARVEST WEALTH MANAGEMENT

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

ARVEST WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/9/2015

Series 63

Date: 8/21/1997

SIE

Date: 12/18/2015

Series 7

Date: 5/16/2001

Series 6

Date: 9/23/1997

Current Firm

ARVEST WEALTH MANAGEMENT

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

ARVEST WEALTH MANAGEMENT

TRUST BUT VERIFY

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