Samir Sinha

STAVIS WEALTH TRANSFER SOLUTIONS

Houston, TX 77056

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CRD#: 2925368

Professional summary

Samir Sinha, who also goes by Samir (nmn) Sinha, Samir Sinha, is a registered financial advisor currently at STAVIS WEALTH TRANSFER SOLUTIONS located in Houston, Texas.

Samir is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Samir has worked at 8 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samir (nmn) Sinha | Samir Sinha

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samir Sinha's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2025 - Present

STAVIS WEALTH TRANSFER SOLUTIONS

Office #1: 1330 Post Oak Blvd Suite 2050, Houston, TX 77056

RIA

CRD#: 328185

Houston, TX

Past

July 22, 2017 - March 19, 2018

POST OAK PRIVATE WEALTH ADVISORS

RIA

CRD#: 159293

HOUSTON, TX

Past

September 18, 2013 - February 24, 2015

BOK FINANCIAL ASSET MANAGEMENT, INC.

RIA

CRD#: 106507

HOUSTON, TX

Past

May 15, 2012 - August 28, 2013

GCI INVESTORS

RIA

CRD#: 115696

HOUSTON, TX

Past

April 18, 2007 - January 23, 2009

PALANTIR CAPITAL MANAGEMENT, LTD.

RIA

CRD#: 131625

HOUSTON, TX

Past

May 26, 2004 - December 31, 2011

MOCKINGBIRD HOLDINGS, LLC

RIA

CRD#: 130777

HOUSTON, TX

Past

October 3, 2000 - November 14, 2002

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

October 1, 1997 - August 15, 2000

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STAVIS WEALTH TRANSFER SOLUTIONS

STAVIS WEALTH TRANSFER SOLUTIONS | STAVIS WEALTH TRANSFER SOLUTIONS, LLC

CRD#: 328185 / SEC#: 801-128853

RIA

Registered Investment Advisory firm - (9/29/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/14/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/30/1997

General Securities Representative Examination

Current Firm

STAVIS WEALTH TRANSFER SOLUTIONS

STAVIS WEALTH TRANSFER SOLUTIONS | STAVIS WEALTH TRANSFER SOLUTIONS, LLC

CRD#: 328185 / SEC#: 801-128853

RIA

Registered Investment Advisory firm - (9/29/2023 Approved)

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Contact information

Main Address

1330 Post Oak Blvd Suite 2050, Houston, TX 77056

Mailing Address

Phone number

(713) 391-8200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STAVIS WEALTH ADV-PART 2 BROCHURE (9.2025) (10/20/2025)

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 120,802,164

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Samir Sinha

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samir Sinha's CRS (Customer Relationship Summary).

Certified licenses

Experience

POST OAK PRIVATE WEALTH ADVISORS

BOK FINANCIAL ASSET MANAGEMENT, INC.

GCI INVESTORS

PALANTIR CAPITAL MANAGEMENT, LTD.

MOCKINGBIRD HOLDINGS, LLC

INVESCO DISTRIBUTORS, INC.

SANFORD C. BERNSTEIN & CO., INC.

Primary Firm SEC Registration

STAVIS WEALTH TRANSFER SOLUTIONS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/14/1997

Series 7

Date: 9/30/1997

Current Firm

STAVIS WEALTH TRANSFER SOLUTIONS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STAVIS WEALTH TRANSFER SOLUTIONS

TRUST BUT VERIFY

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