Eric D. Savitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Drew Savitz was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1997. Eric had worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2020 - January 6, 2026
MERAKI GLOBAL ADVISORS LLC
October 13, 2016 - March 30, 2020
RISE FINANCIAL SERVICES, LLC
January 7, 2003 - September 6, 2016
SMITH CAPITAL MARKETS, LLC.
October 29, 1997 - April 15, 1998
WESSELS, ARNOLD & HENDERSON, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/7/2005
Limited Representative-Equity Trader ExamCurrent Firm
MERAKI GLOBAL ADVISORS LLC
CRD#: 297930 / SEC#: , 8-70160
Contact information
FINRA licenses (6 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SVMP HOLDINGS LLC | DIRECT OWNER | |
| PEKE HOLDINGS LLC | DIRECT OWNER | |
| ARNOLD, BENJAMIN RICHARD | FOUNDER & MANAGING PARTNER | 4997870 |
| CARTER, ANA R | FINOP/CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 4424794 |
| KIM, CHRISTINA CAROLINE | EXECUTIVE ASSISTANT TO FOUNDER & MANAGING PARTNER | 7891414 |
| KURTIS, SCOTT ROBERT | CHIEF COMPLIANCE OFFICER & AML COMPLIANCE OFFICER | 4437685 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
