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JR

John A. Ramey

YAYATI ASSET MANAGEMENT
Cardiff-by-the-Sea, CA
CRD#: 2925055
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JR
John A. Ramey IIIYAYATI ASSET MANAGEMENT

Professional summary

John A. Ramey III, who also goes by Jay Ramey, John A (iii) Ramey, John Allen Ramey III, is a registered financial advisor currently at YAYATI ASSET MANAGEMENT, LLC located in Cardiff-by-the-sea, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 10 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jay Ramey | John A (iii) Ramey | John Allen Ramey Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John A. Ramey III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 16, 2026 - Present

YAYATI ASSET MANAGEMENT, LLC

RIA
CRD#: 324099
Cardiff-by-the-Sea, CA
Past

December 22, 2022 - September 18, 2025

CAPLINK SECURITIES, INC

BD
CRD#: 130702
MANHATTAN BEACH, CA
Past

January 29, 2020 - December 31, 2020

D.H. HILL ADVISORS, INC.

RIA
CRD#: 116324
Cardiff By the Sea, CA
Past

January 29, 2020 - December 31, 2020

D.H. HILL SECURITIES, LLLP

BD
CRD#: 41528
KINGWOOD, TX
Past

March 6, 2018 - January 13, 2020

BLUEARC CAPITAL MANAGEMENT

RIA
CRD#: 167233
Atlanta, GA
Past

August 18, 2016 - February 5, 2018

D.H. HILL ADVISORS, INC.

RIA
CRD#: 116324
San Diego, CA
Past

October 1, 2014 - July 14, 2016

D.H. HILL ADVISORS, INC.

RIA
CRD#: 116324
SAN DIEGO, CA
Past

October 1, 2014 - February 5, 2018

D.H. HILL SECURITIES, LLLP

BD
CRD#: 41528
KINGWOOD, TX
Past

April 1, 2008 - July 2, 2014

MIDAMERICA FINANCIAL SERVICES, INC.

BD
CRD#: 47351
LA JOLLA, CA
Past

June 16, 2006 - April 1, 2008

UHLMANN PRICE SECURITIES, LLC

BD
CRD#: 42854
LA JOLLA, CA
Past

July 10, 2002 - October 21, 2005

ALPHAMAX DISTRIBUTORS, L.L.C.

BD
CRD#: 8258
LA JOLLA, CA
Past

January 16, 2001 - July 16, 2002

MF GLOBAL INC.

BD
CRD#: 6731
NEW YORK, NY
Past

October 1, 1997 - December 24, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/16/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/31/1997
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/5/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 1/31/2001
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 9/30/1997
General Securities Representative Examination

Current Firm

YA
YAYATI ASSET MANAGEMENT, LLC
YAYATI ASSET MANAGEMENT, LLC | YAYATI RIA LLC

CRD#: 324099 / SEC#:

California
Registered Investment Advisory firm - (5/19/2023 Approved)
New Jersey
Registered Investment Advisory firm - (11/30/2023 Approved)
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Contact information

Main Address
4930 Campus Dr, Newport Beach, CA 92660
Mailing Address
Phone number
(949) 996-3200
Established
Firm type
Fiscal year end
# of Employees
6

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts3
AUM (Assets Under Management)$ 1,438,074

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

YAYATI ASSET MANAGEMENT, LLC

CRD#: 324099Cardiff-by-the-sea, CA

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