Thomas E. Haynes
Professional summary
Thomas Edward Haynes, who also goes by Thomas E Haynes, is a registered financial advisor currently at VINE CAPITAL MANAGEMENT, LLC located in Temecula, California.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Thomas has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Edward Haynes's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2015 - Present
VINE CAPITAL MANAGEMENT, LLC
August 14, 2004 - August 28, 2015
LPL FINANCIAL LLC
August 14, 2004 - August 28, 2015
LPL FINANCIAL LLC
July 1, 2003 - August 25, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - August 25, 2004
WELLS FARGO CLEARING SERVICES, LLC
November 4, 1999 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
November 1, 1999 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
September 9, 1997 - November 8, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
VINE CAPITAL MANAGEMENT, LLC
CRD#: 269894 / SEC#: 801-123544
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/4/2015)
(1/19/2016)
Exams
Current Firm
VINE CAPITAL MANAGEMENT, LLC
CRD#: 269894 / SEC#: 801-123544
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 260 |
| AUM (Assets Under Management) | $ 151,701,527 |
Red Flags
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