Jimmy E. Sloan

MARIPAU WEALTH MANAGEMENT LLC

Shenandoah, TX 77384

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CRD#: 2925022

Professional summary

Jimmy Elton Sloan, who also goes by Jim Sloan, is a registered financial advisor currently at MARIPAU WEALTH MANAGEMENT LLC located in Shenandoah, Texas.

Jimmy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jimmy has worked at 13 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Sloan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JIM SLOAN & ASSOCIATES, LLC; YES INVESTMENT RELATED; 2128 Vision Park Blvd., Ste. 220, Shenandoah, TX 77384; INSURANCE SALES; (OWNER); 07/2019; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jimmy Elton Sloan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2022 - Present

MARIPAU WEALTH MANAGEMENT LLC

Office #1: 128 Vision Park Blvd. Ste. 220, Shenandoah, TX 77384

RIA

CRD#: 311934

Shenandoah, TX

Past

May 18, 2021 - April 19, 2022

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA

CRD#: 175083

THE WOODLANDS, TX

Past

July 24, 2019 - May 14, 2021

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

THE WOODLANDS, TX

Past

April 9, 2010 - January 6, 2017

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 38697

PETALUMA, CA

Past

June 30, 2000 - March 6, 2001

DONAHUE SECURITIES, INC.

CRD#: 24330

CINCINNATI, OH

Past

April 20, 2000 - July 19, 2000

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

CARPINTERIA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARIPAU WEALTH MANAGEMENT LLC

CRD#: 311934 / SEC#: 801-120262

RIA

Registered Investment Advisory firm - (2/3/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/10/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/3/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MARIPAU WEALTH MANAGEMENT LLC

CRD#: 311934 / SEC#: 801-120262

RIA

Registered Investment Advisory firm - (2/3/2021 Approved)

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Contact information

Main Address

4509 Maplecrest Road, Fort Wayne, IN 46835

Mailing Address

Phone number

(260) 493-3930

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - 2025 (3/6/2025)

Regulatory assets under management

Total Number of Accounts	2,398
AUM (Assets Under Management)	$ 296,116,147

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jimmy E. Sloan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jimmy Elton Sloan's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUNDATIONS INVESTMENT ADVISORS LLC

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GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

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KALOS CAPITAL, INC.

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USA FINANCIAL SECURITIES LLC

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

SENIOR MONEY MANAGEMENT, LLC

LEGACY FINANCIAL SERVICES, INC.

DONAHUE SECURITIES, INC.

PLANMEMBER SECURITIES CORPORATION

Primary Firm SEC Registration

MARIPAU WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/10/2019

Series 63

Date: 6/3/2005

Series 6

Date: 6/3/2005

Current Firm

MARIPAU WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARIPAU WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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