Shawn D. Scribner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn Dominic Scribner, who also goes by Shawn Dominic Shawn, Shawn D Scribner, was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 1997. Shawn had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2018 - August 4, 2026
FISHER INVESTMENTS
December 21, 2016 - November 27, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 26, 2014 - November 27, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 27, 2014 - August 11, 2014
NEW ENGLAND SECURITIES
January 30, 2004 - August 11, 2014
MSI FINANCIAL SERVICES, INC.
December 18, 2003 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
April 7, 2003 - December 19, 2003
THRIVENT INVESTMENT MANAGEMENT INC.
March 30, 2001 - March 10, 2003
UBS FINANCIAL SERVICES INC.
August 27, 1998 - March 14, 2001
CITIGROUP GLOBAL MARKETS INC.
September 9, 1997 - August 4, 1998
SECURITIES AMERICA, INC.
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 422,516 |
| AUM (Assets Under Management) | $ 386,669,724,038 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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