SB
Scott R. Barlow
FIFTH THIRD SECURITIES
St. Petersburg, FL 33703
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CRD#: 2924924
SB
Professional summary
Scott Robert Barlow, CFP®, who also goes by Scott R Barlow, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in St. Petersburg, Florida.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Scott has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott R Barlow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Robert Barlow's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Scott Robert Barlow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 22, 2014 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 3901 4th St N, St. Petersburg, FL 33703Office #2: 4301 34th Street S, St. Petersburg, FL 33711Office #3: 180 Treasure Island Causeway, Treasure Island, FL 33706RIA
BD
CRD#: 628
St. Petersburg, FL
Current
December 9, 2014 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 3901 4th St N, St. Petersburg, FL 33703Office #2: 4301 34th Street S, St. Petersburg, FL 33711Office #3: 180 Treasure Island Causeway, Treasure Island, FL 33706RIA
BD
CRD#: 628
St. Petersburg, FL
Past
December 11, 2012 - December 3, 2014
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
CLEARWATER, FL
Past
December 4, 2012 - December 3, 2014
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
CLEARWATER, FL
Past
June 1, 2009 - November 27, 2012
MORGAN STANLEY
RIA
CRD#: 149777
ST. PETERSBURG, FL
Past
June 1, 2009 - November 27, 2012
MORGAN STANLEY
BD
CRD#: 149777
ST. PETERSBURG, FL
Past
April 20, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
ST. PETERSBURG, FL
Past
April 3, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
ST. PETERSBURG, FL
Past
December 9, 2003 - April 13, 2009
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
TAMPA, FL
Past
November 24, 2003 - April 13, 2009
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
TAMPA, FL
Past
October 13, 2003 - November 25, 2003
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
RIA
CRD#: 111757
ST. PETERSBURG, FL
Past
January 31, 2003 - September 25, 2003
AMSOUTH INVESTMENT SERVICES, INC.
RIA
CRD#: 15692
ST. PETERSBURG, FL
Past
July 30, 2002 - November 3, 2003
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
BIRMINGHAM, AL
Past
November 15, 1999 - July 31, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ST. PETERSBURG, FL
Past
November 15, 1999 - July 31, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
September 11, 1997 - November 17, 1999
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/17/2020)
RR
Florida(12/22/2014)
IAR
Florida(12/22/2014)
RR
Georgia(12/4/2019)
RR
Indiana(1/16/2015)
RR
Kentucky(1/12/2015)
RR
Michigan(1/12/2015)
RR
North Carolina(1/15/2015)
RR
Ohio(1/8/2015)
RR
Pennsylvania(12/10/2014)
RR
South Carolina(3/9/2017)
RR
Texas(1/15/2015)
RR
Washington(1/8/2015)
RR
West Virginia(4/23/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
34 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,349
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
