Samuel C. Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Clifford Long, who also goes by Sam Long, Samuel Long, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1997. Samuel had worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2013 - January 14, 2019
REILLY FINANCIAL ADVISORS
August 20, 2012 - October 21, 2013
SCOTTRADE, INC.
September 25, 2007 - April 6, 2011
TD AMERITRADE, INC.
September 25, 2007 - April 6, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
September 25, 2007 - April 6, 2011
TD AMERITRADE, INC.
January 3, 2006 - September 25, 2007
E*TRADE SECURITIES LLC
June 24, 2002 - December 31, 2005
HARRISDIRECT LLC
July 23, 1999 - December 31, 2005
HARRISDIRECT LLC
July 2, 1998 - June 28, 1999
TRANSAMERICA SECURITIES SALES CORPORATION
August 20, 1997 - April 21, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 20, 1997 - April 21, 1998
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
REILLY FINANCIAL ADVISORS
CRD#: 110315 / SEC#: 801-56721
Contact information
Red Flags
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