Michael C. Larsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Christian Larsen, who also goes by Mike Larsen, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2007 - February 2, 2012
SOUTHERN WEALTH MANAGEMENT LLP
March 25, 1999 - September 6, 2000
AVANTAX INVESTMENT SERVICES, INC.
August 28, 1997 - September 30, 1997
IDS LIFE INSURANCE COMPANY
August 28, 1997 - September 30, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHERN WEALTH MANAGEMENT LLP
CRD#: 134714 / SEC#: 801-64071
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,061 |
| AUM (Assets Under Management) | $ 2,336,901,919 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/16/2023 | ||
| 07/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
