Jaimee K. Hansen

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CRD#: 2924771

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jaimee Kristine Hansen, who also goes by Jaimee Kristine Gubrud, was a registered financial professional .

Jaimee is a previously registered financial professional and started their career in finance in 1997. Jaimee had worked at 7 firms and has passed the Series 63, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jaimee Kristine Gubrud

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 21, 2013 - August 13, 2013

ROI FINANCIAL

RIA

CRD#: 160100

BEAVERTON, OR

Past

February 14, 2012 - August 7, 2012

SII INVESTMENTS, INC.

CRD#: 2225

LAKE OSWEGO, OR

Past

October 21, 2010 - February 21, 2012

OSAIC WEALTH, INC.

RIA

CRD#: 23131

LAKE OSWEGO, OR

Past

September 24, 2010 - February 21, 2012

OSAIC WEALTH, INC.

CRD#: 23131

LAKE OSWEGO, OR

Past

August 10, 2009 - September 10, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

LAKE OSWEGO, OR

Past

March 14, 2005 - December 13, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 24, 1997 - March 11, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 24, 1997 - March 11, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROI FINANCIAL

CRD#: 160100 / SEC#: 801-121903

RIA

Registered Investment Advisory firm - (7/29/2021 Approved)

Oregon

Registered Investment Advisory firm - (10/4/2021 Terminated)

Washington

Registered Investment Advisory firm - (12/10/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/17/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/7/2009

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 9/23/1997

General Securities Representative Examination

Current Firm

ROI FINANCIAL

CRD#: 160100 / SEC#: 801-121903

RIA

Registered Investment Advisory firm - (7/29/2021 Approved)

Oregon

Registered Investment Advisory firm - (10/4/2021 Terminated)

Washington

Registered Investment Advisory firm - (12/10/2021 Terminated)

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Contact information

Main Address

14675 Sw Millikan Way, Beaverton, OR 97003

Mailing Address

Phone number

(503) 941-5925

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROI ADV 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,395
AUM (Assets Under Management)	$ 220,506,423

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jaimee K. Hansen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SII INVESTMENTS, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

CHASE INVESTMENT SERVICES CORP.

MORGAN STANLEY DW INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ROI FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 8/17/2009

Series 6

Date: 8/7/2009

Series 7

Date: 9/23/1997

Current Firm

ROI FINANCIAL

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROI FINANCIAL

TRUST BUT VERIFY

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