Henry J. Lawlor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry James Lawlor, who also goes by Henry James Lawlor Jr, Henry James Lawlor, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1997. Henry had worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2023 - June 11, 2024
F/M DISTRIBUTORS, LLC
June 16, 2021 - June 5, 2023
FORESIDE FINANCIAL SERVICES, LLC
January 24, 2011 - November 11, 2019
MONARCH PARTNERS ASSET MANAGEMENT LLC
October 17, 2002 - February 3, 2004
BOSTON PARTNERS SECURITIES, L.L.C.
January 2, 2001 - October 8, 2002
FORESIDE FUNDS DISTRIBUTORS LLC
June 15, 1998 - January 2, 2001
PROVIDENT DISTRIBUTORS, INC.
October 10, 1997 - June 4, 1998
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 6/15/2021
General Securities Representative ExaminationCurrent Firm
F/M DISTRIBUTORS, LLC
CRD#: 324026 / SEC#: , 8-71023
Contact information
Documents
Red Flags
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