Aaron C. Rivers
Professional summary
Aaron Christopher Rivers, who also goes by Aaron Christopher Schwindt, is a registered financial advisor currently at LIVING EARTH INVESTMENTS, LLC located in Bend, Oregon.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Aaron has worked at 7 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Christopher Rivers's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2008 - Present
LIVING EARTH INVESTMENTS, LLC
August 23, 2007 - April 10, 2008
MCADAMS WRIGHT RAGEN, INC.
November 21, 2003 - August 20, 2007
WEDBUSH SECURITIES INC.
April 29, 2002 - March 4, 2003
PIPER SANDLER & CO.
June 22, 2001 - April 15, 2003
U.S. BANCORP INVESTMENTS, INC.
February 1, 2001 - February 22, 2001
IDS LIFE INSURANCE COMPANY
February 1, 2001 - February 22, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/10/2008)
Exams
Current Firm
LIVING EARTH INVESTMENTS, LLC
CRD#: 146604 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 70 |
| AUM (Assets Under Management) | $ 16,000,000 |
Red Flags
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