Larry D. Alderson

STONE HOUSE INVESTMENT MANAGEMENT

Tunkhannock, PA 18657

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CRD#: 2924528

Professional summary

Larry David Alderson, CFP® is a registered financial advisor currently at STONE HOUSE INVESTMENT MANAGEMENT, LLC located in Tunkhannock, Pennsylvania.

Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Larry has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Investment Committee for the Community Foundation for the Twin Tiers (Unpaid: 1 hr month)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry David Alderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

September 20, 2023 - Present

STONE HOUSE INVESTMENT MANAGEMENT, LLC

Office #1: 80 West Tioga Street, Tunkhannock, PA 18657

RIA

CRD#: 139410

Tunkhannock, PA

Past

March 1, 2023 - October 2, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAYRE, PA

Past

March 1, 2023 - October 2, 2023

LPL FINANCIAL LLC

CRD#: 6413

SAYRE, PA

Past

January 21, 2014 - March 1, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SAYRE, PA

Past

October 4, 2011 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

SAYRE, PA

Past

October 4, 2011 - March 1, 2023

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

SAYRE, PA

Past

March 21, 2003 - October 7, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

SAYRE, PA

Past

October 31, 2002 - October 7, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

SAYRE, PA

Past

July 11, 2000 - November 1, 2002

HACKETT ASSOCIATES, INC.

CRD#: 2106

WYOMISSING, PA

Past

August 6, 1997 - December 31, 1999

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONE HOUSE INVESTMENT MANAGEMENT, LLC

CRD#: 139410 / SEC#: 801-106971

RIA

Registered Investment Advisory firm - (12/17/2015 Approved)

New York

Registered Investment Advisory firm - (12/17/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/21/2015 Terminated)

Texas

Registered Investment Advisory firm - (12/17/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/5/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/5/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STONE HOUSE INVESTMENT MANAGEMENT, LLC

CRD#: 139410 / SEC#: 801-106971

RIA

Registered Investment Advisory firm - (12/17/2015 Approved)

New York

Registered Investment Advisory firm - (12/17/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/21/2015 Terminated)

Texas

Registered Investment Advisory firm - (12/17/2015 Terminated)

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Contact information

Main Address

80 West Tioga Street, Tunkhannock, PA 18657

Mailing Address

Phone number

(570) 836-7020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STONE HOUSE INVESTMENT MANAGEMENT - FORM ADV2A (7/22/2025)

Regulatory assets under management

Total Number of Accounts	2,461
AUM (Assets Under Management)	$ 669,913,449

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Larry D. Alderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry David Alderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

HACKETT ASSOCIATES, INC.

TOWER SQUARE SECURITIES, INC.

Primary Firm SEC Registration

STONE HOUSE INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/1997

SIE

Date: 10/1/2018

Series 7

Date: 2/9/2009

Series 6

Date: 8/5/1997

Current Firm

STONE HOUSE INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONE HOUSE INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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