Scott D. Floersheim
MERIDIAN WEALTH ADVISORS
ALBUQUERQUE, NM 87122-2969
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CRD#: 2924482
Professional summary
Scott Douglas Floersheim, CFP® is a registered financial advisor currently at MERIDIAN WEALTH ADVISORS, LLC located in Albuquerque, New Mexico.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Scott has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Biography
In addition to being the Principal of Meridian Wealth Advisors, LLC, Scott Floersheim provides ongoing tax planning and compliance services through Meridian Tax Advisors, Ltd., a CPA firm for his business and wealth management clients.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Life Transitions
Social Security Planning
Tax Planning
Elder Care
Inheritance
Retirement Planning
Insurance Planning
Business Succession Planning
Estate Planning
Retirement Income Management
Investment Planning
Do you have an area of expertise or specialization?
Charitable Giving
Estate & Generational Planning...
Insurance Related Issues
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SCOTT FLOERSHEIM, LTD.--NOT INVESTMENT RELATED--9400 HOLLY AVENUE NE, BUILDING 4, ALBUQUERQUE, NM 87122--ACCOUNTING FIRM--OWNER & CPA SINCE 08/1991--MR. FLOERSHEIM SPENDS AN AVERAGE OF 12/HRS PER WEEK ON THIS OTHER BUSINESS ACTIVITY.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Douglas Floersheim's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
July 27, 2006 - Present
MERIDIAN WEALTH ADVISORS, LLC
Office #1: 9400 Holly Avenue Ne Building 4, Albuquerque, NM 87122-2969RIA
CRD#: 140991
ALBUQUERQUE, NM
Past
September 8, 2004 - August 7, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ALBUQUERQUE, NM
Past
August 28, 1997 - September 30, 2004
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MERIDIAN WEALTH ADVISORS, LLC
MERIDIAN WEALTH ADVISORS, LLC
CRD#: 140991 / SEC#: 801-127570
RIA
Registered Investment Advisory firm - (4/6/2023 Approved)New Mexico
Registered Investment Advisory firm - (6/21/2023 Terminated)Texas
Registered Investment Advisory firm - (6/21/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Mexico(7/27/2006)
IAR
Texas(7/7/2015)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
MERIDIAN WEALTH ADVISORS, LLC
MERIDIAN WEALTH ADVISORS, LLC
CRD#: 140991 / SEC#: 801-127570
RIA
Registered Investment Advisory firm - (4/6/2023 Approved)New Mexico
Registered Investment Advisory firm - (6/21/2023 Terminated)Texas
Registered Investment Advisory firm - (6/21/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9400 Holly Ave Ne Bldg 4, Albuquerque, NM 87122-2969
Mailing Address
P.o. Box 94628, Albuquerque, NM 87199-4628
Phone number
(505) 828-2220
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 257 |
| AUM (Assets Under Management) | $ 144,880,441 |
Red Flags
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Company Information
MERIDIAN WEALTH ADVISORS, LLC
CRD#: 140991Albuquerque, NM 87122-2969TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
