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John Joseph Donadio

CRD# 2924386·Registered 1997 - 2004
Barred: John Joseph Donadio was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

John Joseph Donadio was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1997 - 2004. John had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

THOMAS FLETCHER & COMPANY, INC.·CRD# 43675
BD
New York, NY
February 4, 2002 - April 14, 2004
LH ROSS & COMPANY, INC.·CRD# 37920
BD
Boca Raton, FL
September 20, 1999 - November 20, 2001
WIN CAPITAL CORP.·CRD# 36172
BD
Bayville, NY
May 3, 1999 - September 17, 1999
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
April 6, 1998 - May 12, 1999
THREE ARROWS CAPITAL CORP.·CRD# 40669
BD
Bethesda, MD
February 4, 1998 - March 6, 1998
ROYAL HUTTON SECURITIES CORP.·CRD# 14489
BD
New York, NY
September 25, 1997 - June 11, 1998
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
September 22, 1997 - January 12, 1998
FIRST LIBERTY INVESTMENT GROUP, INC.·CRD# 3536
BD
Philadelphia, PA
September 15, 1997 - September 20, 1997

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Current Firm

TF
THOMAS FLETCHER & COMPANY, INC.

ASIA PACIFIC SECURITIES, INC. | THOMAS FLETCHER & COMPANY, INC.

CRD#: 43675 / SEC#: 8-50465
BD
Cancelled by SEC on 10/26/2016

Contact Information

Established

Delaware since 07/25/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
THOMAS FLETCHER HOLDINGS, LLCSHAREHOLDER—
DU, QUINSONGSHAREHOLDER—
LOCKWOOD, FRANK JOSEPH SRCORPORATE FINANCE & INVESTMENT BANKING1675793
MOSHER, GARY LEEPRESIDENT, COO, FINOP, CHIEF COMPLIANCE OFFICER, EXEC. VP1038842
THAKER, ROMANCHAIRMAN, CEO4365379

Disclosures

Regulatory Event

3

Civil Event

2

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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