Tommy N. Kalikas
Professional summary
Tommy Nicholas Kalikas is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.
Tommy is registered as a RR (Registered Representative) and started their career in finance in 1999. Tommy has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 7A and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tommy Nicholas Kalikas's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2017 - Present
BAY CREST PARTNERS, LLC
Office #1: 40 Wall Street 42nd Floor, New York, NY 10005April 25, 2014 - February 28, 2017
LIVERMORE TRADING GROUP, INC.
January 14, 2013 - April 28, 2014
MERIDIAN EQUITY PARTNERS, INC.
August 20, 2012 - September 18, 2012
EMPIRE ASSET MANAGEMENT COMPANY
March 24, 1999 - April 13, 2012
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/7/2009
Limited Representative-Equity Trader ExamSeries 7A
Date: 4/30/2003
Floor Broker Representative ExamSeries 25
Date: 7/22/1999
NYSE Trading Assistant ExaminationFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
