James D. Strugger
Professional summary
James David Strugger, who also goes by James D Strugger, Jim Strugger, is a registered financial advisor currently at KINEO CAPITAL LLC located in New York, New York.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. James has worked at 5 firms and has passed the Series 65, Series 63, Series 3, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James David Strugger's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 28, 2021 - Present
KINEO CAPITAL LLC
Office #1: 11 West 42nd Street Floor 2, New York, NY 10036August 18, 2009 - September 24, 2018
MKM PARTNERS LLC
April 16, 2007 - February 11, 2009
SG AMERICAS SECURITIES, LLC
June 9, 2005 - April 2, 2007
SUSQUEHANNA FINANCIAL GROUP, LLLP
December 22, 1997 - June 3, 2005
MORGAN STANLEY & CO. LLC
Primary Firm SEC Registration
KINEO CAPITAL LLC
CRD#: 315019 / SEC#: 801-132503
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/30/2021)
(6/28/2021)
Exams
Series 55
Date: 6/20/2001
Limited Representative-Equity Trader ExamCurrent Firm
KINEO CAPITAL LLC
CRD#: 315019 / SEC#: 801-132503
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 258,000,000 |
Red Flags
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