Robert W. Frailey

RWF WEALTH MANAGEMENT LLC

Naples, FL 34119

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CRD#: 2924243

Professional summary

Robert William Frailey, who also goes by Bob Frailey, is a registered financial advisor currently at RWF WEALTH MANAGEMENT LLC located in Naples, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Robert has worked at 14 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Frailey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Front Gate access at St Rafael - Nature of business - Security guard, help owners and guest enter front gate. Paid Hourly, 13.5 hours a week. Non-investment related. Address - 7117 Pelican Bay Blvd. Naples FL 34108 Phone 239-597-4383. Start date 02/2019 - present. I DO NOT work during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Frailey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2019 - Present

RWF WEALTH MANAGEMENT LLC

Office #1: 5827 Cove Circle, Naples, FL 34119

RIA

CRD#: 304320

Naples, FL

Past

August 23, 2017 - July 10, 2019

INTEGRA CAPITAL ADVISORS

RIA

CRD#: 108976

Bonita Springs, FL

Past

September 23, 2016 - July 31, 2017

PLATINUM WEALTH PARTNERS

RIA

CRD#: 19616

ST. LOUIS, MO

Past

July 14, 1999 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

November 21, 1997 - March 8, 1999

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

September 4, 1997 - October 31, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 4, 1997 - October 31, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/1997

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/3/1997

General Securities Representative Examination

Current Firm

RWF WEALTH MANAGEMENT LLC

RWF WEALTH MANAGEMENT | RWF WEALTH MANAGEMENT LLC

CRD#: 304320 / SEC#:

Florida

Registered Investment Advisory firm - (7/2/2019 Approved)

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Contact information

Main Address

Naples, FL

Mailing Address

Phone number

(239) 293-9031

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 16,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert W. Frailey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Frailey's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRA CAPITAL ADVISORS

PLATINUM WEALTH PARTNERS

CAPITALROCK INVESTMENTS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

COLONIAL ASSET MANAGEMENT INC

COLONIAL BROKERAGE, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/1997

SIE

Date: 7/31/2017

Series 7

Date: 9/3/1997

Current Firm

RWF WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RWF WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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