Wade S. Perry

STONEMARK WEALTH MANAGEMENT

PASADENA, CA 91101

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CRD#: 2923884

Professional summary

Wade Steven Perry, AIF® is a registered financial advisor currently at STONEMARK WEALTH MANAGEMENT located in Pasadena, California.

Wade is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Wade has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) STONEMARK WEALTH MANAGEMENT DBA WESPAC ADVISORS SO CAL LLC - 6/1/2011 - 201 S Lake Avenue, Suite 509, Pasadena, CA 91101 - Managing Principal, managing client relationships and the overall business functions of the firm, investment related, Not Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) Time Financial/WSPC Insurance Services - 9/27/11 - 201 S Lake Avenue, Suite 509, Pasadena, CA 91101 - agent/advisor, place insurance products for clients, inv't related, Insurance Business, 1 hr/mo; 1 hr/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wade Steven Perry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 21, 2011 - Present

STONEMARK WEALTH MANAGEMENT

Office #1: 201 S. Lake Avenue Suite 509, Pasadena, CA 91101

RIA

CRD#: 158413

PASADENA, CA

Past

April 30, 2014 - August 5, 2022

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

February 18, 2014 - April 29, 2014

KEY WEST INVESTMENTS, LLC

CRD#: 149418

SAN GABRIEL, CA

Past

May 17, 2011 - January 28, 2014

GIRARD SECURITIES, INC.

CRD#: 18697

PASADENA, CA

Past

June 2, 2010 - May 2, 2011

SENTINEL SECURITIES, LLC.

CRD#: 110942

PASENDA, CA

Past

September 23, 2009 - January 11, 2012

WESPAC ADVISORS, LLC

RIA

CRD#: 148242

PASADENA, CA

Past

December 10, 2008 - July 7, 2009

HILLTOP SECURITIES INC.

RIA

CRD#: 6220

BEVERLY HILLS, CA

Past

December 10, 2008 - July 7, 2009

HILLTOP SECURITIES INC.

CRD#: 6220

BEVERLY HILLS, CA

Past

July 27, 2004 - July 6, 2009

TOWER ASSET MANAGEMENT LLC

RIA

CRD#: 107919

BEVERLY HILLS, CA

Past

June 3, 2003 - January 21, 2009

M.L. STERN & CO., LLC.

RIA

CRD#: 8327

BEVERLY HILLS, CA

Past

June 3, 2003 - January 21, 2009

M.L. STERN & CO., LLC.

CRD#: 8327

BEVERLY HILLS, CA

Past

February 19, 2003 - May 28, 2003

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

TORRANCE, CA

Past

February 19, 2003 - May 28, 2003

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

July 3, 2002 - February 13, 2003

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

LONG BEACH, CA

Past

July 3, 2002 - February 13, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

January 5, 1999 - June 13, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LONG BEACH, CA

Past

October 19, 1998 - June 13, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 19, 1998 - June 13, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

July 21, 1998 - September 25, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

September 23, 1997 - June 2, 1998

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEMARK WEALTH MANAGEMENT

STONEMARK WEALTH MANAGEMENT | WESPAC ADVISORS SOCAL, LLC

CRD#: 158413 / SEC#: 801-77286

RIA

Registered Investment Advisory firm - (11/8/2012 Approved)

California

Registered Investment Advisory firm - (11/21/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/21/2011)

IAR

Texas
(5/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/27/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/22/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/15/2000

General Securities Principal Examination

Current Firm

STONEMARK WEALTH MANAGEMENT

STONEMARK WEALTH MANAGEMENT | WESPAC ADVISORS SOCAL, LLC

CRD#: 158413 / SEC#: 801-77286

RIA

Registered Investment Advisory firm - (11/8/2012 Approved)

California

Registered Investment Advisory firm - (11/21/2012 Terminated)

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Contact information

Main Address

201 S. Lake Avenue Suite 509, Pasadena, CA 91101

Mailing Address

Phone number

(626) 304-9888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESPAC ADVISORS SOCAL, LLC FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	853
AUM (Assets Under Management)	$ 516,309,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Wade S. Perry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wade Steven Perry's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

KEY WEST INVESTMENTS, LLC

GIRARD SECURITIES, INC.

SENTINEL SECURITIES, LLC.

WESPAC ADVISORS, LLC

HILLTOP SECURITIES INC.

HILLTOP SECURITIES INC.

TOWER ASSET MANAGEMENT LLC

M.L. STERN & CO., LLC.

M.L. STERN & CO., LLC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

STONEMARK WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/27/1998

Series 63

Date: 7/22/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/20/1998

Series 6

Date: 9/22/1997

Series 24

Date: 8/15/2000

Current Firm

STONEMARK WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONEMARK WEALTH MANAGEMENT

TRUST BUT VERIFY

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