Betty Y. Chen Isleib
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Betty Yinjung Chen Isleib, who also goes by Betty Yinjung Chen, Betty Chen Isleib, was a registered financial professional .
Betty is a previously registered financial professional and started their career in finance in 2000. Betty had worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2017 - March 15, 2018
WREN CAPITAL, LLC
September 27, 2013 - April 19, 2017
MIZUHO SECURITIES USA LLC
October 4, 2006 - September 18, 2013
WEDBUSH SECURITIES INC.
January 8, 2004 - August 29, 2006
COWEN AND COMPANY
January 31, 2000 - August 19, 2002
ROBERTSON STEPHENS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WREN CAPITAL, LLC
CRD#: 150721 / SEC#: , 8-68287
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
