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Nusheen R. Javadizadeh

RJJ PASADENA SECURITIES
Henderson, NV 89074
Some features on this profile are disabled
CRD#: 2923770
NJ

Professional summary


Nusheen Rena Javadizadeh is a registered financial advisor currently at RJJ PASADENA SECURITIES, INC. located in Henderson, Nevada.

Nusheen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Nusheen has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 24, Series 53 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Nusheen Rena Javadizadeh's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 17, 2005 - Present

RJJ PASADENA SECURITIES, INC.

Office #1: 2520 St. Rose Parkway Suite 312, Henderson, NV 89074
RIA
CRD#: 8425
Henderson, NV
Past

September 10, 1999 - August 31, 2021

RJJ PASADENA SECURITIES, INC.

BD
CRD#: 8425
SOUTH PASADENA, CA
Past

December 10, 1997 - September 3, 1999

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
ST. LOUIS, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/17/2005)
IAR
Nevada
(3/21/2019)
IAR
Texas
(9/20/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/16/2002
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/16/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 2/16/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 2/16/2024
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/10/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 2/16/2024
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


RP
RJJ PASADENA SECURITIES, INC.
RIORDAN, JOHNSTON & JAVADIZADEH, INC. | RJJ PASADENA SECURITIES, INC.

CRD#: 8425 / SEC#: , 8-25324

California
Registered Investment Advisory firm - SEC (5/17/2005 Approved)
Nevada
Registered Investment Advisory firm - SEC (3/21/2019 Approved)
Texas
Registered Investment Advisory firm - SEC (1/21/2015 Conditional Restricted)
BD
Terminated by SEC on 08/28/2021
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Contact information


Main Address
2520 St. Rose Parkway Suite 312, Henderson, NV 89074
Mailing Address
Phone number
(626) 792-1244
Established
California since 04/18/1980
Firm type
Corporation
Fiscal year end
June
# of Employees
2

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
JAVADIZADEH, SHAPOURPRESIDENT/CEO/TREASURER/SHAREHOLDER/DIRECTOR257690
JAVADIZADEH, NUSHEEN RENACHIEF COMPLIANCE OFFICER/MUNICIPAL BOND PRINCIPAL/DIRECTOR2923770

Regulatory assets under management


Total Number of Accounts280
AUM (Assets Under Management)$ 98,209,850

Disclosures


Regulatory Event5
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RJJ PASADENA SECURITIES, INC.

CRD#: 8425Henderson, NV 89074

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