Bradley David Kaplan
CFP®Professional Summary
Bradley David Kaplan, CFP®, who also goes by Brad David Kaplan, is a registered financial advisor currently at KAPLAN WEALTH MANAGEMENT, INC. located in Cape May, New Jersey and LPL FINANCIAL LLC located in Haymarket, Virginia. Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Bradley has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Investment Planning
- Comprehensive Financial Planning
- Long-term Care
- Education Planning
- Insurance Planning
- Retirement Planning
- Tax Planning
Other Aliases
Brad David Kaplan
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
1 TACTICAL ADVISOR, LLC | KAPLAN WEALTH MANAGEMENT, INC.
Contact Information
Main Address
11710 Plaza America Dr Suite 2000, Reston, VA 20190Phone Number
(703) 352-1780# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
287AUM (Assets Under Management)
$88,964,079Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
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(5/12/2021)
(11/21/2023)
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(5/30/2013)
(5/31/2013)
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(5/30/2013)
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1997About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Bradley David Kaplan's CRS (Customer Relationship Summary).
Services Offered by Bradley
- Investment Planning
- Comprehensive Financial Planning
- Long-term Care
- Education Planning
- Insurance Planning
- Retirement Planning
- Tax Planning
Similar Advisors
OSAIC WEALTH, INC.
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SOLTIS INVESTMENT ADVISORS, LLC
