BK
Bradley D. Kaplan
KAPLAN WEALTH MANAGEMENT
Cape May, NJ
Some features on this profile are disabled
CRD#: 2923598
BK
Professional summary
Bradley David Kaplan, CFP®, who also goes by Brad David Kaplan, is a registered financial advisor currently at KAPLAN WEALTH MANAGEMENT, INC. located in Cape May, New Jersey and LPL FINANCIAL LLC located in Haymarket, Virginia.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Bradley has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Long-term Care
Education Planning
Insurance Planning
Retirement Planning
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
Brad David Kaplan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 05/30/2013 - KAPLAN WEALTH MANAGEMENT/ RIA/ 100%/ RESTON, VA (2)10/14/2014 - KAPLAN WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 160 HOURS PER MONTH - RESTON, VA (3)11/20/2023 - Surf Shack Rentals, LLC - Inv Related - Cape May, NJ - Real Estate Rental - Start Date: 6/1/2023 - 0 Hrs/Mo.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley David Kaplan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
May 31, 2013 - Present
KAPLAN WEALTH MANAGEMENT, INC.
RIA
CRD#: 167880
Cape May, NJ
Current
May 30, 2013 - Present
LPL FINANCIAL LLC
Office #1: 15100 Washington St. #104, Haymarket, VA 20169Office #3: 11710 Plaza America Dr Ste 2000, Reston, VA 20190RIA
BD
CRD#: 6413
Haymarket, VA
Past
November 10, 2008 - May 30, 2013
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
FAIRFAX, VA
Past
September 30, 1997 - May 30, 2013
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/1/2022)
RR
California(11/1/2022)
RR
Colorado(11/1/2022)
RR
Connecticut(11/1/2022)
RR
Delaware(11/1/2022)
RR
District of Columbia(11/1/2022)
RR
Florida(5/23/2018)
RR
Georgia(11/1/2022)
RR
Idaho(11/1/2022)
RR
Illinois(11/1/2022)
RR
Indiana(11/1/2022)
RR
Kansas(11/1/2022)
RR
Maine(11/1/2022)
RR
Maryland(5/30/2013)
IAR
Maryland(5/31/2013)
RR
Massachusetts(11/1/2022)
RR
Michigan(5/30/2013)
RR
Mississippi(5/22/2024)
RR
Nevada(11/1/2022)
RR
New Jersey(5/30/2013)
IAR
New Jersey(8/21/2024)
RR
New Mexico(4/13/2022)
RR
New York(11/1/2022)
RR
North Carolina(5/30/2013)
IAR
North Carolina(5/31/2013)
RR
Ohio(11/2/2022)
RR
Oklahoma(11/1/2022)
RR
Oregon(11/1/2022)
RR
Pennsylvania(5/30/2013)
RR
South Carolina(5/12/2021)
RR
Tennessee(11/21/2023)
RR
Texas(11/1/2022)
RR
Utah(11/1/2022)
RR
Vermont(11/1/2022)
RR
Virginia(5/30/2013)
IAR
Virginia(5/31/2013)
RR
Washington(11/1/2022)
RR
West Virginia(5/30/2013)
RR
Wisconsin(11/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KW
KAPLAN WEALTH MANAGEMENT, INC.
1 TACTICAL ADVISOR, LLC | KAPLAN WEALTH MANAGEMENT, INC.
CRD#: 167880 / SEC#: 801-78074
RIA
Registered Investment Advisory firm - (10/1/2013 Terminated)Florida
Registered Investment Advisory firm - (3/4/2021 Approved)Maryland
Registered Investment Advisory firm - (9/13/2013 Approved)New Jersey
Registered Investment Advisory firm - (8/29/2024 Approved)North Carolina
Registered Investment Advisory firm - (6/13/2013 Approved)Texas
Registered Investment Advisory firm - (9/27/2013 Conditional Restricted)Virginia
Registered Investment Advisory firm - (9/20/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12110 Sunset Hills Road Suite 600, Reston, VA 20190
Mailing Address
Phone number
(703) 352-1780
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 312 |
| AUM (Assets Under Management) | $ 83,393,420 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
