Arn K. Wilson
Professional summary
Arn Keener Wilson was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Arn is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Arn had worked at 4 firms, which includes AVALON PARTNERS INC., GRANTA CAPITAL GROUP LLC, THE THORNWATER COMPANY L.P., MEYERS POLLOCK ROBBINS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2008 - July 14, 2009
AVALON PARTNERS, INC.
November 12, 2002 - November 28, 2008
GRANTA CAPITAL GROUP LLC
July 13, 1998 - November 18, 2002
THE THORNWATER COMPANY, L.P.
August 21, 1997 - September 22, 1997
MEYERS POLLOCK ROBBINS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AVALON PARTNERS, INC.
CRD#: 41357 / SEC#: , 8-49384
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVALON PARTNERS HOLDINGS | SHAREHOLDER | |
| CHEAH, BEATRICE | PRESIDENT/ CHIEF COMPLIANCE OFFICER | 4816836 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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