Joel Martinez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Martinez was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1997. Joel had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2023 - July 29, 2026
CG COMPASS (USA) LLC
July 25, 2013 - January 17, 2023
BLACKROCK INVESTMENT MANAGEMENT, LLC
September 27, 2010 - January 17, 2023
BLACKROCK INVESTMENTS, LLC
August 8, 2007 - May 11, 2009
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
August 15, 2003 - January 6, 2006
ABN AMRO INCORPORATED
October 23, 2000 - February 8, 2002
DEUTSCHE BANK SECURITIES INC.
September 4, 1997 - September 10, 1999
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CG COMPASS (USA) LLC
CRD#: 129837 / SEC#: , 8-66263
Contact information
FINRA licenses (18 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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