Joel Martinez

CG COMPASS (USA) LLC

Miami, FL 33131

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CRD#: 2923506

Professional summary

Joel Martinez is a registered financial professional currently at CG COMPASS (USA) LLC located in Miami, Florida.

Joel is registered as a RR (Registered Representative) and started their career in finance in 1997. Joel has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joel Martinez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2023 - Present

CG COMPASS (USA) LLC

Office #1: 1441 Brickell Avenue Suite 1430, Miami, FL 33131

CRD#: 129837

Miami, FL

Past

July 25, 2013 - January 17, 2023

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

MIAMI, FL

Past

September 27, 2010 - January 17, 2023

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

MIAMI, FL

Past

August 8, 2007 - May 11, 2009

STANDARD CHARTERED SECURITIES NORTH AMERICA LLC

CRD#: 130847

NEW YORK, NY

Past

August 15, 2003 - January 6, 2006

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

October 23, 2000 - February 8, 2002

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 4, 1997 - September 10, 1999

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/29/2023)

Florida
(9/29/2023)

Illinois
(9/29/2023)

Massachusetts
(9/29/2023)

New York
(9/29/2023)

Pennsylvania
(9/29/2023)

Texas
(9/29/2023)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/1/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/2/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CG COMPASS (USA) LLC

CRD#: 129837 / SEC#: , 8-66263

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

590 Madison Ave 33rd Floor, New York, NY 10022

Mailing Address

590 Madison Ave 33rd Floor, New York, NY 10022

Phone number

(212) 355-7630

Established

Delaware since 10/01/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (18 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
COMPASS GROUP HOLDINGS INC.	OWNER
ALVAREZ, ENRIQUE	FINOP	4622342
ALVIZUA, PEDRO GERARDO	CHIEF COMPLIANCE OFFICER	6441839
ROJAS PROVENZALI, HECTOR ARTURO	CEO & EXECUTIVE REPRESENTATIVE	6290965

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joel Martinez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joel Martinez's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

STANDARD CHARTERED SECURITIES NORTH AMERICA LLC

ABN AMRO INCORPORATED

DEUTSCHE BANK SECURITIES INC.

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/2013

Series 63

Date: 8/1/1997

SIE

Date: 10/1/2018

Series 7

Date: 9/2/1997

FINRA

Current Firm

CG COMPASS (USA) LLC

Contact information

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CG COMPASS (USA) LLC

TRUST BUT VERIFY

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