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TF

Terry L. Feibus

Some features on this profile are disabled
CRD#: 2923404
TF

Professional summary

Terry Lee Feibus was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Terry is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Terry had worked at 6 firms, which includes INDEPENDENT SECURITIES INVESTORS CORPORATION, J.P. TURNER & COMPANY L.L.C., FIRST MADISON SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, INSTITUTIONAL EQUITY CORPORATION, CANTELLA & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 29, 2001 - October 28, 2003

INDEPENDENT SECURITIES INVESTORS CORPORATION

BD
CRD#: 43598
CHIPLEY, FL
Past

December 6, 2000 - April 12, 2001

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

March 15, 2000 - December 6, 2000

FIRST MADISON SECURITIES, INC.

BD
CRD#: 38820
BOCA RATON, FL
Past

September 4, 1999 - March 16, 2000

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

October 7, 1998 - September 3, 1999

INSTITUTIONAL EQUITY CORPORATION

BD
CRD#: 19628
DALLAS, TX
Past

December 5, 1997 - September 23, 1998

CANTELLA & CO., INC.

BD
CRD#: 13905
MALDEN, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/18/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/30/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/11/2000
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/4/2000
General Securities Principal Examination

Current Firm

IS
INDEPENDENT SECURITIES INVESTORS CORPORATION
INDEPENDENT SECURITIES INVESTORS CORPORATION | RANGER SECURITIES, INC. | INTREPID SECURITIES, INC.

CRD#: 43598 / SEC#: , 8-50352

BD
Terminated by SEC on 04/16/2006
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Contact information

Main Address
Mailing Address
Phone number
Established
Nevada since 03/27/1991
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
JORDAN, DENNISCEO, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER, 100% OWNERSHIP1420210
THOMAS, CRAIG ALANFINANCIAL OPERATIONS PRINCIPAL, 0% OWNERSHIP2181088

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INDEPENDENT SECURITIES INVESTORS CORPORATION

CRD#: 43598

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