Blakely C. Page
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blakely Chapman Page was a registered financial professional .
Blakely is a previously registered financial professional and started their career in finance in 1998. Blakely had worked at 7 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2009 - December 23, 2021
SPOUTING ROCK ASSET MANAGEMENT, LLC
May 30, 2007 - December 23, 2021
SPOUTING ROCK CAPITAL ADVISORS, LLC
January 23, 2007 - May 16, 2007
CASCADE FINANCIAL MANAGEMENT, INC.
January 9, 2006 - January 19, 2007
BANC OF AMERICA SECURITIES LLC
August 7, 2003 - August 11, 2005
SUSQUEHANNA FINANCIAL GROUP, LLLP
November 2, 2000 - August 6, 2003
THOMAS WEISEL PARTNERS LLC
October 12, 1998 - December 22, 1999
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SPOUTING ROCK ASSET MANAGEMENT, LLC
CRD#: 150516 / SEC#: 801-80642
Contact information
Regulatory assets under management
| Total Number of Accounts | 187 |
| AUM (Assets Under Management) | $ 454,972,819 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/25/2023 | ||
| 06/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
