Tom Madden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tom Madden, who also goes by Thomas Gillham Madden, Tom Madden, was a registered financial professional .
Tom is a previously registered financial professional and started their career in finance in 1997. Tom had worked at 4 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2021 - August 17, 2021
STONEX OUTSOURCED SERVICES LLC
February 24, 2012 - July 15, 2013
WALLEYE TRADING LLC
October 25, 2010 - January 27, 2012
CUTLER GROUP, LLC
October 2, 1997 - November 18, 2002
PIPER SANDLER & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 5/21/2021
Securities Trader ExamSeries 7TO
Date: 4/7/2021
General Securities Representative ExaminationSeries 55
Date: 1/7/1999
Limited Representative-Equity Trader ExamCurrent Firm
STONEX OUTSOURCED SERVICES LLC
CRD#: 30773 / SEC#: , 8-45150
Contact information
Documents
Red Flags
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