Sean P. Kelleher
RIVERCHASE WEALTH MANAGEMENT
FLOWER MOUND, TX 75028
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CRD#: 2922697
Professional summary
Sean Paul Kelleher, CFP® is a registered financial advisor currently at RIVERCHASE WEALTH MANAGEMENT, LLC located in Flower Mound, Texas.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Sean has worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Biography
Sean Kelleher is a co-founder and principal of Riverchase Financial Planning, LLC in Lewisville, Texas. He is a CFP® professional and an Enrolled Agent (EA) with over 13 years of experience in the financial services industry.
Prior to establishing Riverchase, Sean spent the majority of his career supporting tax and accounting professionals in integrating financial planning into their practices. The support he provided included marketing, client case analysis and the development of financial plans. Working with tax professionals, Sean realized the importance of tax knowledge in the financial planning process. This motivated him to gain more knowledge of tax regulations, and in 2005 he earned the Enrolled Agent (EA) designation with the IRS.
Sean is a member of the Financial Planning Association (FPA), the National Association of Personal Financial Advisors (NAPFA) and the National Association of Tax Preparers (NATP).
Sean resides in Highland Village, Texas with his wife and two daughters. He enjoys golf, motorsports, travelling and hiking.
Question & Answer
What are your service offerings?
Insurance Planning
Investment Planning
Tax Planning
Employee and Employer Plan Ben...
Retirement Planning
Comprehensive Financial Planni...
Estate Planning
Do you have an area of expertise or specialization?
Entrepreneurs
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Middle Income Client Needs
Retirement Plan Investment Adv...
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Paul Kelleher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
May 25, 2011 - Present
RIVERCHASE WEALTH MANAGEMENT, LLC
Office #1: 3419 Cross Timbers Road Suite 105, Flower Mound, TX 75028RIA
CRD#: 156950
FLOWER MOUND, TX
Past
January 11, 2005 - October 7, 2010
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
IRVING, TX
Past
August 20, 1997 - March 18, 2011
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
IRVING, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RIVERCHASE WEALTH MANAGEMENT, LLC
RIVERCHASE FINANCIAL PLANNING, LLC | RIVERCHASE WEALTH MANAGEMENT, LLC
CRD#: 156950 / SEC#: 801-128962
RIA
Registered Investment Advisory firm - (10/25/2023 Approved)Texas
Registered Investment Advisory firm - (10/31/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/25/2011)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
RIVERCHASE WEALTH MANAGEMENT, LLC
RIVERCHASE FINANCIAL PLANNING, LLC | RIVERCHASE WEALTH MANAGEMENT, LLC
CRD#: 156950 / SEC#: 801-128962
RIA
Registered Investment Advisory firm - (10/25/2023 Approved)Texas
Registered Investment Advisory firm - (10/31/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3419 Cross Timbers Road Suite 105, Flower Mound, TX 75028
Mailing Address
Phone number
(972) 471-9013
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 537 |
| AUM (Assets Under Management) | $ 211,957,507 |
Red Flags
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