Andrew L. Smith
STRATEGIC ADVISERS LLC | Financial Consultant
UPTON, MA
Some features on this profile are disabled
CRD#: 2922655
Professional summary
Andrew Law Smith, CFP®, CPWA®, who also goes by Drew Smith, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Upton, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Shrewsbury, Massachusetts.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Andrew has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Biography
For the past 20 years, I have partnered with the families I work with to provide comprehensive financial plans to bring their hopes and dreams alive. My goal is to collaborate with you and your family to fully understand your personal and professional priorities and preferences. My goal is that together we build a plan that provides you and your loved ones financial peace of mind.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Drew Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-98743|OrgNmn:Upton Men's Club|Org Addr:Upton,Massachuse,US|OBA Nature:Community Charity Organization|Invst Rel:N|Title:Treasury|Duties:Bookkeeping for the 501.C organization|StrtDt:05-17-23|TotHrs/mon:2|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Law Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Harvard University Extension School
Master of Liberal Arts - Finance
University of Central Florida
Bachelor of Science (BS) - Finance
1997
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 571 Boston Turnpike Suite 2, Shrewsbury, MA 01545RIA
CRD#: 104555
UPTON, MA
Current
September 13, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 571 Boston Turnpike Suite 2, Shrewsbury, MA 01545BD
CRD#: 7784
SHREWSBURY, MA
Past
October 4, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SHREWSBURY, MA
Past
March 17, 2014 - August 21, 2022
SCHWAB WEALTH ADVISORY, INC.
RIA
CRD#: 159035
Boston, MA
Past
June 26, 2012 - November 6, 2014
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Boston, MA
Past
February 24, 2012 - June 26, 2012
SCHWAB WEALTH ADVISORY, INC.
RIA
CRD#: 159035
ORLANDO, FL
Past
January 26, 2012 - March 22, 2012
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Boston, MA
Past
September 6, 2007 - December 31, 2011
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Boston, MA
Past
July 20, 2007 - August 21, 2022
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Boston, MA
Past
January 1, 1998 - December 31, 2002
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/25/2023)
RR
California(9/29/2023)
RR
Colorado(1/4/2025)
RR
Connecticut(9/13/2022)
RR
Delaware(1/4/2025)
RR
Florida(12/5/2022)
RR
Georgia(1/4/2025)
RR
Hawaii(9/24/2025)
RR
Maine(9/13/2022)
RR
Massachusetts(9/13/2022)
IAR
Massachusetts(3/31/2025)
RR
New Hampshire(9/13/2022)
RR
New Jersey(1/4/2025)
RR
North Carolina(5/19/2023)
RR
Rhode Island(9/13/2022)
RR
South Carolina(12/5/2022)
RR
Texas(9/13/2022)
IAR
Texas(3/31/2025)
RR
Vermont(9/13/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Upton, MATRUST BUT VERIFY
Monitor Andrew Smith
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
