Christopher P. Scalese

AE WEALTH MANAGEMENT

Dunmore, PA 18512

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CRD#: 2922639

Professional summary

Christopher Paul Scalese is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Dunmore, Pennsylvania.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Christopher has worked at 8 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Fortune Financial Group; Yes Investment Related; 200 Tigue Street, Dunmore, PA 18512; Insurance Sales; President; Start date 10/2000; Approx. 150 hours a month; Approx. 130 hours during trading; Insurance Sales and Services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Paul Scalese's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2025 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 200a Tigue Street, Dunmore, PA 18512

RIA

CRD#: 282580

Dunmore, PA

Past

November 15, 2017 - March 2, 2020

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Dunmore, PA

Past

October 22, 2012 - November 6, 2017

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

DUNMORE, PA

Past

March 29, 2010 - November 2, 2012

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

DUNMORE, PA

Past

April 6, 2006 - March 31, 2010

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

DICKSON CITY, PA

Past

November 12, 2001 - April 5, 2006

MIDSOUTH CAPITAL, INC.

CRD#: 35039

ATLANTA, GA

Past

July 28, 2000 - November 12, 2001

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

January 8, 1999 - July 28, 2000

ICBA FINANCIAL SERVICES CORPORATION

CRD#: 35089

MEMPHIS, TN

Past

September 10, 1997 - June 19, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/1/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/26/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/9/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/19/2002

General Securities Principal Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher P. Scalese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Paul Scalese's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

SUMMIT BROKERAGE SERVICES, INC.

KESTRA INVESTMENT SERVICES, LLC

MIDSOUTH CAPITAL, INC.

FSC SECURITIES CORPORATION

ICBA FINANCIAL SERVICES CORPORATION

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2025

Series 66

Date: 6/1/2012

Series 63

Date: 9/26/1997

Series 7

Date: 9/9/1997

Series 24

Date: 11/19/2002

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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