Milton R. Balbuena
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Milton Rafael Balbuena Jr., who also goes by Milton Rafael Balbuena, was a registered financial professional .
Milton is a previously registered financial professional and started their career in finance in 2006. Milton had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2017 - August 22, 2025
BLUE HALL CAPITAL
June 7, 2013 - December 21, 2017
BLUE HALL CAPITAL, LLC
June 22, 2006 - August 25, 2011
ZIONS CAPITAL ADVISORS, INC.
State Registrations and Notice Filings
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Current Firm
BLUE HALL CAPITAL
CRD#: 289137 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 23,147,359 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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