Jared J. Prazen

STRONGHOLD CAPITAL PARTNERS LLC

South Jordan, UT

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CRD#: 2922484

Professional summary

Jared James Prazen is a registered financial advisor currently at STRONGHOLD CAPITAL PARTNERS LLC located in South Jordan, Utah.

Jared is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jared has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Prazen has the following Other Business Activities, (OBA). Insurance Agent through Stronghold Wealth Partners. In this role Mr. Prazen transacts in insurance-related products. He spends approximately 20 hours a month in this activity during market and non-market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jared James Prazen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2024 - Present

STRONGHOLD CAPITAL PARTNERS LLC

RIA

CRD#: 315763

South Jordan, UT

Past

August 6, 2013 - March 31, 2014

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

SO. JORDAN, UT

Past

January 1, 2008 - April 4, 2008

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Past

July 31, 1997 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(6/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/29/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/9/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/5/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STRONGHOLD CAPITAL PARTNERS LLC

CRD#: 315763 / SEC#:

Arizona

Registered Investment Advisory firm - (8/23/2021 Approved)

California

Registered Investment Advisory firm - (10/12/2021 Approved)

Colorado

Registered Investment Advisory firm - (3/27/2023 Approved)

Hawaii

Registered Investment Advisory firm - (5/5/2022 Approved)

Louisiana

Registered Investment Advisory firm - (7/23/2024 Approved)

New Jersey

Registered Investment Advisory firm - (5/31/2024 Terminated)

New York

Registered Investment Advisory firm - (10/17/2022 Approved)

Oklahoma

Registered Investment Advisory firm - (7/11/2024 Approved)

Tennessee

Registered Investment Advisory firm - (2/13/2025 Approved)

Texas

Registered Investment Advisory firm - (11/6/2023 Approved)

Utah

Registered Investment Advisory firm - (6/26/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Scottsdale, AZ

Mailing Address

Phone number

(480) 220-9809

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	393
AUM (Assets Under Management)	$ 33,110,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jared J. Prazen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jared James Prazen's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRONGHOLD CAPITAL PARTNERS LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/29/2024

Series 63

Date: 8/9/2013

Series 6

Date: 8/5/2013

Current Firm

STRONGHOLD CAPITAL PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STRONGHOLD CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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