AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
JR

Joshua D. Rinkov

JEFFERIES INVESTMENT ADVISERS LLC
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 2922396
JR

Professional summary


Joshua David Rinkov, who also goes by Rinkov David Joshua David, Josh Rinkov, is a registered financial advisor currently at JEFFERIES INVESTMENT ADVISERS LLC located in Chicago, Illinois and JEFFERIES LLC located in Chicago, Illinois.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Joshua has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Rinkov David Joshua David | Josh Rinkov

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: RINKOV LP; INVESTMENT RELATED: YES; LOCATION: ILLINOIS; START DATE: NOVEMBER 2008; NATURE OF BUSINESS: INVESTMENTS; TITLE: LIMITED PARTNERSHIP; HOURS DEVOTED DURING BUSINESS HOURS: ZERO; HOURS DEVOTED DURING NON-BUSINESS HOURS: MINIMAL

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Joshua David Rinkov's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 25, 2023 - Present

JEFFERIES INVESTMENT ADVISERS LLC

Office #1: 155 North Wacker Drive, Chicago, IL 60606
RIA
CRD#: 325421
Chicago, IL
Current

December 6, 2013 - Present

JEFFERIES LLC

Office #1: 155 North Wacker Drive, Chicago, IL 60606
BD
CRD#: 2347
Chicago, IL
Past

December 6, 2013 - August 14, 2023

LEUCADIA ASSET MANAGEMENT LLC

RIA
CRD#: 121767
CHICAGO, IL
Past

September 15, 2008 - December 19, 2013

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
CHICAGO, IL
Past

September 15, 2008 - December 19, 2013

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
CHICAGO, IL
Past

June 4, 2004 - October 2, 2008

LEHMAN BROTHERS INC.

RIA
CRD#: 7506
CHICAGO, IL
Past

June 6, 2003 - October 2, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
CHICAGO, IL
Past

April 15, 2003 - June 25, 2003

OPPENHEIMER ASSET MANAGEMENT

RIA
CRD#: 105559
NEW YORK, NY
Past

January 3, 2003 - April 15, 2003

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
CHICAGO, IL
Past

January 3, 2003 - June 16, 2003

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

March 20, 2001 - January 3, 2003

CIBC WORLD MARKETS CORP.

RIA
CRD#: 630
CHICAGO, IL
Past

January 21, 1999 - January 3, 2003

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

December 16, 1998 - January 29, 1999

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JI
JEFFERIES INVESTMENT ADVISERS LLC
JEFFERIES INVESTMENT ADVISERS LLC

CRD#: 325421 / SEC#: 801-127656

RIA
Registered Investment Advisory firm - (4/20/2023 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/6/2013)
IAR
Alabama
(9/18/2025)
RR
Alaska
(2/8/2019)
IAR
Alaska
(9/23/2025)
RR
Arizona
(12/6/2013)
IAR
Arizona
(10/8/2025)
RR
Arkansas
(2/8/2019)
IAR
Arkansas
(10/1/2025)
RR
California
(12/6/2013)
IAR
California
(5/25/2023)
RR
Colorado
(12/6/2013)
IAR
Colorado
(6/8/2023)
RR
Connecticut
(12/6/2013)
IAR
Connecticut
(9/19/2025)
RR
Delaware
(12/6/2013)
IAR
Delaware
(9/18/2025)
RR
District of Columbia
(2/8/2019)
RR
Florida
(12/6/2013)
IAR
Florida
(7/17/2023)
RR
Georgia
(12/6/2013)
IAR
Georgia
(9/19/2025)
RR
Hawaii
(12/6/2013)
IAR
Hawaii
(10/13/2025)
RR
Idaho
(2/8/2019)
IAR
Idaho
(9/18/2025)
RR
Illinois
(12/6/2013)
IAR
Illinois
(6/2/2023)
RR
Indiana
(12/19/2013)
IAR
Indiana
(9/19/2025)
RR
Iowa
(12/6/2013)
IAR
Iowa
(9/19/2025)
RR
Kansas
(12/6/2013)
IAR
Kansas
(9/18/2025)
RR
Kentucky
(12/6/2013)
IAR
Kentucky
(9/23/2025)
RR
Louisiana
(2/8/2019)
IAR
Louisiana
(9/18/2025)
RR
Maine
(2/8/2019)
IAR
Maine
(9/19/2025)
RR
Maryland
(2/8/2019)
IAR
Maryland
(9/19/2025)
RR
Massachusetts
(12/6/2013)
IAR
Massachusetts
(7/18/2023)
RR
Michigan
(12/6/2013)
IAR
Michigan
(6/9/2023)
RR
Minnesota
(12/6/2013)
IAR
Minnesota
(6/9/2023)
RR
Mississippi
(2/8/2019)
IAR
Mississippi
(9/18/2025)
RR
Missouri
(12/6/2013)
IAR
Missouri
(9/18/2025)
RR
Montana
(2/8/2019)
IAR
Montana
(9/23/2025)
RR
Nebraska
(2/8/2019)
IAR
Nebraska
(9/18/2025)
RR
Nevada
(12/6/2013)
IAR
Nevada
(6/13/2023)
RR
New Hampshire
(2/8/2019)
IAR
New Hampshire
(9/19/2025)
RR
New Jersey
(12/6/2013)
IAR
New Jersey
(9/18/2025)
RR
New Mexico
(2/8/2019)
IAR
New Mexico
(9/19/2025)
RR
New York
(12/6/2013)
IAR
New York
(6/6/2023)
RR
North Carolina
(12/6/2013)
IAR
North Carolina
(9/18/2025)
RR
North Dakota
(12/6/2013)
IAR
North Dakota
(9/22/2025)
RR
Ohio
(12/6/2013)
IAR
Ohio
(6/8/2023)
RR
Oklahoma
(2/8/2019)
IAR
Oklahoma
(9/22/2025)
RR
Oregon
(12/9/2013)
IAR
Oregon
(10/28/2025)
RR
Pennsylvania
(12/6/2013)
IAR
Pennsylvania
(9/19/2025)
RR
Puerto Rico
(12/6/2013)
IAR
Puerto Rico
(10/17/2025)
RR
Rhode Island
(2/8/2019)
IAR
Rhode Island
(9/19/2025)
RR
South Carolina
(12/6/2013)
IAR
South Carolina
(6/8/2023)
RR
South Dakota
(2/8/2019)
IAR
South Dakota
(9/19/2025)
RR
Tennessee
(12/6/2013)
RR
Texas
(12/6/2013)
IAR
Texas
(5/31/2023)
RR
Utah
(12/6/2013)
IAR
Utah
(9/18/2025)
RR
Vermont
(12/6/2013)
IAR
Vermont
(9/18/2025)
RR
Virgin Islands
(7/23/2024)
IAR
Virgin Islands
(9/19/2025)
RR
Virginia
(12/6/2013)
IAR
Virginia
(9/19/2025)
RR
Washington
(12/6/2013)
IAR
Washington
(9/18/2025)
RR
West Virginia
(12/6/2013)
IAR
West Virginia
(9/22/2025)
RR
Wisconsin
(12/6/2013)
IAR
Wisconsin
(9/18/2025)
RR
Wyoming
(12/6/2013)
IAR
Wyoming
(9/22/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/8/2001
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 10/22/2002
Futures Managed Funds Examination
General Industry/Product Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


JI
JEFFERIES INVESTMENT ADVISERS LLC
JEFFERIES INVESTMENT ADVISERS LLC

CRD#: 325421 / SEC#: 801-127656

RIA
Registered Investment Advisory firm - (4/20/2023 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
520 Madison Avenue, New York, NY 10022
Mailing Address
Phone number
(212) 284-2300
Established
Firm type
Fiscal year end
# of Employees
135

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

JEFFERIES INVESTMENT ADVISERS LLC - WRAP FEE BROCHURE (2/27/2025)

Regulatory assets under management


Total Number of Accounts2,081
AUM (Assets Under Management)$ 3,402,872,417

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JEFFERIES INVESTMENT ADVISERS LLC

CRD#: 325421Chicago, IL 60606

TRUST BUT VERIFY

Monitor Joshua Rinkov

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics