MA
Mark A. Aleman
INFINITY FINANCIAL SERVICES ADVISORY
Riverside, CA
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CRD#: 2922342
MA
Professional summary
Mark Angelo Aleman is a registered financial advisor currently at INFINITY FINANCIAL SERVICES ADVISORY located in Riverside, California and INFINITY FINANCIAL SERVICES located in Riverside, California.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Applied General Agency, Not investment related, 1040 N. Tustin Ave. Anaheim, CA 92807, 9/12/18, 4 hours per month, 0 during trading hours, Medical Health Insurance Sales. 2. Blue Shield, Not investment related, 3404 Fillmore St. Riverside, CA 92503, 09/25/2014, 5 hours per month, zero during trading hours, Health & Dental. 3. LifePro Financial Services, Inc., Investment related, 3404 Fillmore St. Riverside, CA 92503, 08/07/2019, 5 hours per month, zero during trading hours, Life, Annuity, LTC. 4. Advocate Health Services. Not investment related. Located at 1811 Englewood Rd. Suite #175. Englewood, FL 34223, Start date: 11/2020, Position: Medicare Sales. Nature: Medicare Health Insurance Sales, Approximately 3 hours per day and not during securities trading hours. Duties: Speak with clients and prospects to offer supplemental medical insurance. 5. Magellan Financial. Investment related. Located at 2947 SW Wanamaker Dr. Suite D. Topeka, KS 66614. Start Date: 09/2019, Position: Insurance Agent. IMO - Offering Life, Annuity, LTC & Insurance Products. Approximately 20 hours per month and not during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Angelo Aleman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 24, 2020 - Present
INFINITY FINANCIAL SERVICES ADVISORY
RIA
CRD#: 304981
Riverside, CA
Current
October 25, 2018 - Present
INFINITY FINANCIAL SERVICES
BD
CRD#: 144302
Riverside, CA
Past
October 26, 2018 - December 31, 2020
INFINITY FINANCIAL SERVICES
RIA
CRD#: 144302
OAKLAND, CA
Past
June 29, 2009 - October 25, 2018
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
DIAMOND BAR, CA
Past
June 26, 2009 - October 25, 2018
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
DIAMOND BAR, CA
Past
May 23, 2008 - July 21, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
RIVERSIDE, CA
Past
May 23, 2008 - July 21, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
RIVERSIDE, CA
Past
September 21, 1998 - May 29, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
RIVERSIDE, CA
Past
May 26, 1998 - May 29, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
RIVERSIDE, CA
Past
August 14, 1997 - April 6, 1998
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INFINITY FINANCIAL SERVICES ADVISORY
FERRIER FINANCIAL | TRI VALLEY WEALTH MANAGEMENT | STERLING FIRST FINANCIAL | SMITH FINANCIAL GROUP | SILVERLIGHT FINANCIAL | SAOR FINANCIAL | PROVIDENCE FINANCIAL MANAGEMENT | ONELINK FINANCIAL SERVICES | MYZ FINANCIAL | MEDINA PRIVATE WEALTH | LOVELL WEALTH MANAGEMENT | LGC FINANCIAL | JONES CAPITAL MANAGEMENT | INFINITY FINANCIAL SERVICES ADVISORY | HOLADAY FINANCIAL | GUIDANCE FINANCIAL | GILBERT GREG RIA, LLC
CRD#: 304981 / SEC#: 801-117719
RIA
Registered Investment Advisory firm - (12/5/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/25/2018)
IAR
California(12/24/2020)
RR
Nevada(10/25/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
INFINITY FINANCIAL SERVICES ADVISORY
FERRIER FINANCIAL | TRI VALLEY WEALTH MANAGEMENT | STERLING FIRST FINANCIAL | SMITH FINANCIAL GROUP | SILVERLIGHT FINANCIAL | SAOR FINANCIAL | PROVIDENCE FINANCIAL MANAGEMENT | ONELINK FINANCIAL SERVICES | MYZ FINANCIAL | MEDINA PRIVATE WEALTH | LOVELL WEALTH MANAGEMENT | LGC FINANCIAL | JONES CAPITAL MANAGEMENT | INFINITY FINANCIAL SERVICES ADVISORY | HOLADAY FINANCIAL | GUIDANCE FINANCIAL | GILBERT GREG RIA, LLC
CRD#: 304981 / SEC#: 801-117719
RIA
Registered Investment Advisory firm - (12/5/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
212 9th Street Suite 202, Oakland, CA 94607
Mailing Address
Phone number
(510) 588-8000
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 918 |
| AUM (Assets Under Management) | $ 150,097,662 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
