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LW

Larry Eugene Weicht Ii

AIF®
FLAHARTY ASSET MANAGEMENT
CLEARWATER, FL
·CRD# 2922265·29 years experience

Professional Summary

Larry Eugene Weicht II, AIF®, who also goes by Larry E Weicht, is a registered financial advisor currently at FLAHARTY ASSET MANAGEMENT, LLC located in Clearwater, Florida and MODERN WEALTH MANAGEMENT, LLC located in Clearwater, Florida. Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Larry has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry E Weicht

Blog Corner

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Videos & Posts

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Contact Information

Direct

(xxx) xxx-xxxx

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

29 years in the financial services industry

Current & Past Employments

FLAHARTY ASSET MANAGEMENT, LLC·CRD# 168495
RIA
311 Park Place Blvd. Suite 150, Clearwater, FL 33759
September 30, 2013 - Present
MODERN WEALTH MANAGEMENT, LLC·CRD# 324624
RIA
311 Park Place Boulevard Suite 150, Clearwater, FL 33759
July 28, 2026 - Present
MUTUAL SECURITIES, INC.·CRD# 13092
BD
311 Park Place Blvd. Ste. 150, Clearwater, FL 33759
June 16, 2026 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
Clearwater, FL
August 30, 2011 - June 3, 2026
LPL FINANCIAL LLC·CRD# 6413
BD
Clearwater, FL
August 29, 2011 - June 3, 2026
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Tampa, FL
March 12, 2008 - August 30, 2011
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Tampa, FL
January 17, 2008 - August 30, 2011
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
RIA
Tampa, FL
November 7, 2005 - December 21, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Tampa, FL
November 4, 2005 - December 21, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Tampa, FL
April 23, 1998 - November 8, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
April 16, 1998 - November 8, 2005
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Milwaukee, WI
October 13, 1997 - February 18, 1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Milwaukee, WI
October 13, 1997 - February 18, 1998

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Current Firm

MW
MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT OF ARIZONA | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC | MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231
RIA
Registered Investment Advisory firm - SEC (5/2/2023 Approved)

Contact Information

Main Address

1712 Main Street Suite 400, Kansas City, MO 64108

Phone Number

(913) 393-1000

# of Employees

253

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APRIL 2026 ADV 2A (4/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

30,617

AUM (Assets Under Management)

$10,904,051,242

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 08/29/2011 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Fixed Insurance Sales: Fixed Annuities, LTC and Whole Life. 2. 5/5/2017 - Weicht Investment Partners - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/19/2011 - 1 Hour Per Month/0 Hours During Securities Trading. 3. FL, Start Date: 10/01/2011, 311 Park Place Blvd., Ste. 150, Clearwater, FL, dba for LPL, Managing Partner, It's a pass through dba used for LPL, Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 4. Modern Wealth Management, Start Date: 06/01/2026, 311 Park Place Blvd., Ste. 150, Clearwater, FL, C Corp, RIA, Financial Advisor, Investment Related, 160 Hours per month, 10 Hours per day during trading hours.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT OF ARIZONA | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC | MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231
RIA
Registered Investment Advisory firm - SEC (5/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
Florida
(9/30/2013)
RR
Florida
(6/17/2026)
IAR
Louisiana
(11/26/2025)
IAR
Texas
(12/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1997About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Larry Eugene Weicht II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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LW
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