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LW

Larry E. Weicht

FLAHARTY ASSET MANAGEMENT
CLEARWATER, FL 33759
CRD#: 2922265
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LW
Larry Eugene Weicht IIFLAHARTY ASSET MANAGEMENT

Professional summary

Larry Eugene Weicht II, AIF®, who also goes by Larry E Weicht, is a registered financial advisor currently at FLAHARTY ASSET MANAGEMENT, LLC located in Clearwater, Florida.

Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Larry has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Larry E Weicht

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Eugene Weicht II's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

September 30, 2013 - Present

FLAHARTY ASSET MANAGEMENT, LLC

Office #1: 311 Park Place Blvd. Suite 150, Clearwater, FL 33759
RIA
CRD#: 168495
CLEARWATER, FL
Past

August 30, 2011 - June 3, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
CLEARWATER, FL
Past

August 29, 2011 - June 3, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
CLEARWATER, FL
Past

March 12, 2008 - August 30, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
TAMPA, FL
Past

January 17, 2008 - August 30, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
TAMPA, FL
Past

November 7, 2005 - December 21, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
TAMPA, FL
Past

November 4, 2005 - December 21, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
TAMPA, FL
Past

April 23, 1998 - November 8, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
TAMPA, FL
Past

April 16, 1998 - November 8, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

October 13, 1997 - February 18, 1998

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

October 13, 1997 - February 18, 1998

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FLAHARTY ASSET MANAGEMENT, LLC
FLAHARTY ASSET MANAGEMENT, LLC

CRD#: 168495 / SEC#: 801-78437

RIA
Registered Investment Advisory firm - (8/27/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(9/30/2013)
IAR
Louisiana
(11/26/2025)
IAR
Texas
(12/1/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/23/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/14/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/8/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/9/1997
Investment Company Products/Variable Contracts Representative Examination

Current Firm

FA
FLAHARTY ASSET MANAGEMENT, LLC
FLAHARTY ASSET MANAGEMENT, LLC

CRD#: 168495 / SEC#: 801-78437

RIA
Registered Investment Advisory firm - (8/27/2013 Approved)
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Contact information

Main Address
311 Park Place Blvd. Suite 150, Clearwater, FL 33759
Mailing Address
Phone number
(727) 252-1050
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (3/28/2025)
DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts1,121
AUM (Assets Under Management)$ 809,577,048

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FLAHARTY ASSET MANAGEMENT, LLC

CRD#: 168495Clearwater, FL 33759

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Contact information

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