Arif N. Karim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arif Nizar Karim was a registered financial professional .
Arif is a previously registered financial professional and started their career in finance in 1997. Arif had worked at 4 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2015 - November 13, 2024
ENSEMBLE CAPITAL MANAGEMENT, LLC
February 22, 2010 - April 22, 2015
KILIMANJARO CAPITAL, LLC
September 1, 1998 - July 5, 2000
ROBERTSON STEPHENS, INC.
November 28, 1997 - September 1, 1998
BANCAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENSEMBLE CAPITAL MANAGEMENT, LLC
CRD#: 107213 / SEC#: 801-54850
Contact information
Regulatory assets under management
| Total Number of Accounts | 741 |
| AUM (Assets Under Management) | $ 1,662,677,939 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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