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Arthur Bonificio Troncoso Jr

CRD# 2922193·Registered 1997 - 2020
Previously Registered: Being a previously registered professional could mean that Arthur is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Arthur Bonificio Troncoso JR, who also goes by Arthur Bonifacio Troncoso Jr, was a registered financial advisor. Arthur was a previously registered financial professional and started their career in finance 1997 - 2020. Arthur had worked at 5 firms and has passed the Series 63, SIE, Series 6, Series 28 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Arthur Bonifacio Troncoso Jr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.·CRD# 7388
BD
Mcdonough, GA
February 16, 2018 - March 16, 2020
EMPLOYEE BENEFITS INVESTMENT GROUP, INC.·CRD# 104237
BD
Mandeville, LA
January 11, 2001 - February 22, 2018
INDUSTRY SAVINGS PLANS, INC.·CRD# 425
BD
Greenwood Village, CO
July 22, 1999 - October 23, 2000
AMERICAN CLASSIC SECURITIES, INC.·CRD# 25399
BD
Ponte Vedra, FL
July 27, 1998 - July 20, 1999
AURA FINANCIAL SERVICES, INC.·CRD# 42822
BD
Birmingham, AL
September 8, 1997 - July 29, 1998

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Current Firm

AG
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

AMERICAN GLOBAL WEALTH MANAGEMENT, INC. | WISCONSIN DISCOUNT SECURITIES CORPORATION

CRD#: 7388 / SEC#: 8-21584
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

1600 Pennsylvania Ave., Mcdonough, GA 30253

Mailing Address

1600 Pennsylvania Ave., Mcdonough, GA 30253

Phone Number

(770) 400-9862

Established

Wisconsin since 02/25/1977

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMERICAN GLOBAL WEALTH SERVICES, INC.OWNER—
FAULK, RACHELCHIEF COMPLIANCE OFFICER7712313
JOKELA, JOHN KEVINCHIEF OPERATIONS OFFICER5474831
LEE, CHRISTY ROSSFINOP4926666
MAY, JAMES DAVIDVP OF REPRESENTATIVE AND CLIENT RELATIONS1601422
WEBB, JAMES RANDALLCEO2089446

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1997About the Series 6 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Oct 2000About the Series 28 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Sep 1997About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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