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Chester Travis Coffin

CRD# 2922091·Registered 2002 - 2019
Previously Registered: Being a previously registered professional could mean that Chester is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Chester Travis Coffin was a registered financial advisor. Chester was a previously registered financial professional and started their career in finance 2002 - 2019. Chester had worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

Past

GEIGER WEALTH MANAGEMENTPast·CRD# 159526
RIA
Oak Brook, IL
January 24, 2019 - November 6, 2019
MORGAN STANLEYPast·CRD# 149777
RIA
Chicago, IL
June 1, 2009 - June 2, 2017
MORGAN STANLEYPast·CRD# 149777
BD
Chicago, IL
June 1, 2009 - June 2, 2017
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
RIA
Chicago, IL
July 22, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
Chicago, IL
July 22, 2008 - June 1, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Chicago, IL
August 25, 2005 - July 25, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Chicago, IL
August 25, 2005 - July 25, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Oak Brook, IL
February 14, 2004 - July 11, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
February 14, 2004 - July 11, 2005
MORGAN STANLEY DW INC.Past·CRD# 7556
RIA
Oak Brook, IL
October 1, 2003 - February 11, 2004
MORGAN STANLEY DW INC.Past·CRD# 7556
BD
Purchase, NY
October 21, 2002 - February 11, 2004

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Current Firm

GW
GEIGER WEALTH MANAGEMENT

DEBLANCO, INC. | SSB 5, INC. | GEIGER WEALTH MANAGEMENT

CRD#: 159526
Florida
Registered Investment Advisory firm - Florida (11/20/2017 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (5/14/2014 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1900 Spring Road Suite 104, Oak Brook, IL 60523

Phone Number

(630) 866-6900

# of Employees

1

Documents

Latest Form ADV
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2002About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2017About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Nov 2002About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Oct 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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