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Howard H. Sudler

Some features on this profile are disabled
CRD#: 2921983
HS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Howard Hasani Sudler, who also goes by Howard H Sudler, Sonny Sudler, was a registered financial professional .

Howard is a previously registered financial professional and started their career in finance in 2000. Howard had worked at 9 firms and has passed the SIE, Series 56 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Howard H Sudler | Sonny Sudler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 13, 2015 - September 27, 2017

QUASAR TRADING, LLC

BD
CRD#: 151974
SAN JUAN, PR
Past

March 20, 2015 - June 4, 2015

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

November 7, 2014 - February 27, 2015

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

August 30, 2012 - November 7, 2014

WTS PROPRIETARY TRADING GROUP LLC

BD
CRD#: 148117
NEW YORK, NY
Past

March 23, 2011 - July 12, 2011

BENCHMARQ TRADING PARTNERS LLC

BD
CRD#: 148313
NEW YORK, NY
Past

August 1, 2006 - November 19, 2008

ECHOTRADE LLC

BD
CRD#: 42239
PHOENIX, AZ
Past

March 17, 2003 - April 21, 2003

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOLINGBROOK, IL
Past

February 22, 2001 - March 5, 2002

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY
Past

March 23, 2000 - October 26, 2000

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

March 23, 2000 - October 26, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 9/27/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 56
Date: 11/21/2012
Proprietary Trader Qualification Examination
General Industry/Product Exam
RR
Series 7
Date: 3/22/2000
General Securities Representative Examination

Current Firm

QT
QUASAR TRADING, LLC
BEAR TRADING, LLC | QUASAR TRADING, LLC

CRD#: 151974 / SEC#: , 8-68416

BD
Terminated by SEC on 11/27/2017
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 07/13/2009
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BALASIS, ELIASMANAGING MEMBER5778292
SHALEV, ASSAFMANAGING MEMBER/CCO4538085
FULVIO, GENNARO JOHNFINOP2435828

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUASAR TRADING, LLC

CRD#: 151974

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